Insigneo Wealth Advisors Archives - Page 2 of 2

ER
April 5, 2022
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Gerardo Castillo-Insigneo Securities Broker-Discloses Customer Dispute- Miami, FL

Gerardo Castillo-Insigneo Securities Broker-Discloses Customer Dispute- Miami, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g April 5, 2022 April 5, 2022

Gerardo Castillo Investigation March 2022- Miami, FL The FINRA records of Gerardo Ivan Castillo, a broker with Insigneo Securities and who formerly worked for Wells Fargo Clearing Services, disclose a prior customer dispute.…

ER
April 5, 2022
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Andres Jaraj-Insigneo Securities Broker-Discloses Settlement of Customer Dispute- Montevideo, Uruguay

Andres Jaraj-Insigneo Securities Broker-Discloses Settlement of Customer Dispute- Montevideo, Uruguay https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g April 5, 2022 April 5, 2022

Andres Jaraj Investigation April 2022- Montevideo, Uruguay The FINRA records of Andres Jaraj, a broker with Insigneo Advisory Securities who formerly worked for Northeast Securities, Inc. disclose a prior customer dispute.…

ER
March 31, 2022
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Felipe Henao Vargas- Former Insigneo Securities Broker- $1 Million Settlement on Short Trading Case-Miami, FL

Felipe Henao Vargas- Former Insigneo Securities Broker- $1 Million Settlement on Short Trading Case-Miami, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 31, 2022 March 31, 2022

Felipe Henao Vargas Investigation March 2022- Miami, FL According to publicly available records, Felipe Henao Vargas (aka Felipe Henao) , a currently unregistered broker who was last employed by Insigneo Securities,…

ER
March 31, 2022
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Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer’s Account – Montevideo, Uruguay

Ignacio Erhart Del Campo- Former Insigneo Securities Broker- Sanctioned for Making Trades in Deceased Customer’s Account – Montevideo, Uruguay https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 31, 2022 March 31, 2022

Ignacio Erhart Del Campo Investigation March 2022- Montevideo, Uruguay The FINRA records of Ignacio Erhart Del Campo , a former stockbroker who was last employed by Insigneo Securities. , discloses 2 regulatory events and a…

Rex Securities Law
February 22, 2022
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Ariel Rivero Investigation Involving Argentina ATM Business-Former Jefferies LLC Broker-Miami,FL

Ariel Rivero Investigation Involving Argentina ATM Business-Former Jefferies LLC Broker-Miami,FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 22, 2022 April 27, 2023

Ariel Rivero Investigation April 2023 -Miami, Florida, USA /Buenos Aires, Argentina We are investigating former Jefferies LLC financial advisor Ariel A. Rivero on behalf of a client residing in Buenos…