Rex Securities Law Investment Fraud Attorney Investigates Ariel Rivero formerly with Jefferies LLC

Rex Securities Law Investment Fraud Attorney Investigates Ariel Rivero formerly with Jefferies LLC

Rex Securities Law Investment Fraud Attorney Investigates Ariel Rivero formerly with Jefferies LLC 150 150 Robert Rex, Esq.

Last Updated: October 2023 (Miami, FL)

Ariel Rivero Investigation Summary

Here’s what you need to know about Miami, FL, stockbroker Ariel Rivero:

  • Name: Mr. Ariel A. Rivero
  • Current Employer: Insigneo Securities, Insigneo Advisory Services
  • DBA: The Private Wealth Group
  • Previous Firms: Jefferies LLC, Oppenheimer & Co., Morgan Stanley, Leucadia Asset Management (RIA)
  • Function: Stock Broker/ Financial Advisor/Registered Investment Advisor
  • Aliases: Ariel Rivero
  • Primary Location: Miami, FL
  • CRD 4236679
  • Can Ariel Rivero be sued in FINRA arbitration: Yes
  • Sanctioned by FINRA: No
  • Highest Settlement : $260,000
  • Pending Customer Dispute Seeks Damages of $999,000

Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Ariel Rivero As Your Stockbroker?

In 4/2022 a customer of Jefferies LLC filed a FINRA arbitration alleging that that Ariel Rivero breached his fiduciary duty and misrepresented the risks and facts related to outside investments in Octagon, S.A. and LMS Investments. According to FINRA records the customer is seeking damages of $999,000.

In 12/2021 a customer of Jefferies LLC was paid $260,000 to resolve allegations that Ariel Rivero recommended unsuitable and risky investments and made unauthorized trades.

Allegations of Broker Misconduct Against Ariel Rivero

Customers of Ariel Rivero have alleged the following wrongdoing in connection with the handling of customer accounts:

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

Recover Your Investment Losses Now With Rex Securities Law

If you have suffered investment losses in an account handled by Ariel Rivero , contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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