Ignacio Erhart Del Campo Investigation
March 2022- Montevideo, Uruguay
The FINRA records of Ignacio Erhart Del Campo , a former stockbroker who was last employed by Insigneo Securities. , discloses 2 regulatory events and a termination from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In March 2021, in FINRA case #2019064055402, Del Campo consented to the sanctions and to the entry of findings that he exercised discretion in a customer’s account without written authorization from the customer and without having obtained his firm’s approval. Further findings stated that Del Campo falsely completed a questionnaire and for more than two years following the customer’s death, continued to make unauthorized transactions in the account , unaware that the customer had died. Sanctions were a two month suspension, restitution of $19,189 and a fine of $7,500 levied against Del Campo individually.
In September 2019, Del Campo was discharged from Insigneo Securities in response to allegations that he failed to follow firm procedures with regards to placing trades in a client’s account.
Del Campo was with Insigneo Securitiesfrom July 2017 to September 2019. Following that he was with Epic Capital Securities briefly, from September to October of 2019. Earlier in his career he was with Northeast Securities, Inc. from June of 2012 until July of 2017.
As of the date of this posting, Del Campo is not currently registered with any broker dealer.
Investigation of Ignacio Erhart Del Campo
If you have questions about an account handled by Ignacio Erhart Del Campo or if you have information you believe would be helpful to our investigation, call for a no charge consultation with an experienced securities attorney .
Investigacion de Ignacio Erhart Del Campo
Si tiene preguntas sobre una cuenta manejada por Ignacio Erhart Del Campo o si tiene información que cree que sería útil para nuestra investigación, llame para una consulta sin cargo con un abogado experimentado en valores.
Rex Securities Law, con oficinas en Boca Raton, FL, y Austin, TX, brinda representación a inversionistas en todo el mundo que buscan la recuperación de pérdidas de inversión debido a la negligencia o fraude de corredores de bolsa y corredores de bolsa. Si tiene preguntas sobre cómo se ha manejado su cuenta, llame para hablar con un abogado experimentado en valores.
Insigneo Securities
Insigneo Securities is headquartered on Brickell Ave. in Miami, Florida. President and COO is Javier Rivero. According to FINRA records, Insigneo has operations in the following South American cities:
- Montevideo , Uruguay
- Buenos Aires, Argentina
- Santiago, Chile
- El Salvador
Insigneo Securities is affiliated with 2 SEC investment advisors, Insigneo Wealth Advisors, LLC, and Insigneo Advisory Services, LLC.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors worldwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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