Felipe Henao Vargas Investigation
March 2022- Miami, FL
According to publicly available records, Felipe Henao Vargas (aka Felipe Henao) , a currently unregistered broker who was last employed by Insigneo Securities, discloses a recently settled customer dispute in the amount of $1,075,000.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In September of 2020, FINRA case 20-02966, filed by a customer of Insigneo Securities customer alleged damages of $ 1.3 million for losses resulting from a short trade in Barclays BK VIX Short Term Futures ETN. The customer alleged a lack of communication from Henao. The case was settled for $1,075,000 in 12/2021.
Vargas worked for Insigneo Securities from 1/2016-2/2022. Before that time he was with HB Asset Management and Bolton Global Asset Management. Henao/Vargas discloses a business affiliation with Wealth Management.
Insigneo Securities is headquartered on Brickell Ave. in Miami, Florida. President and COO is Javier Rivero. According to FINRA records, Insigneo has operations in the following South American cities:
- Montevideo , Uruguay
- Buenos Aires, Argentina
- Santiago, Chile
- El Salvador
Insigneo Securities is affiliated with 2 SEC investment advisors, Insigneo Wealth Advisors, LLC, and Insigneo Advisory Services, LLC.
If you have losses in an account handled by Felipe Henao Vargas, call to learn how you may be able to recover damages through FINRA arbitration.
Investigacion de Felipe Henao Vargas
Si tiene preguntas sobre una cuenta manejada por Felipe Henao Vargas o si tiene información que cree que sería útil para nuestra investigación, llame para una consulta sin cargo con un abogado experimentado en valores.
Rex Securities Law, con oficinas en Boca Raton, FL, y Austin, TX, brinda representación a inversionistas en todo el mundo que buscan la recuperación de pérdidas de inversión debido a la negligencia o fraude de corredores de bolsa y corredores de bolsa. Si tiene preguntas sobre cómo se ha manejado su cuenta, llame para hablar con un abogado experimentado en valores.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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