January 2018 – Boca Raton, FL
Robert D. Armstrong (aka Dr. Armstrong) , a stockbroker currently employed by Dawson James Securities discloses 2 pending customer disputes on his publicly available FINRA record.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In June 2017 a customer of Dawson James Securities alleged that Armstrong made false and misleading assurances and is seeking damages of $100,000 due to false and misleading assurances. This matter is currently pending.
In December of 2016 a customer of Dawson James Securities filed a customer dispute alleging misrepresentation in regard to an investment in a private placement and is seeking damages of $350,000. This matter is currently pending.
Armstrong has been employed by Dawson James Securities since 8/2012. His previous employers include Westpark Capital, Aurora Capital and Tyratech, Inc.
Armstrong discloses business affiliations with Auxol Capital, Royal Palm Investors, Ark Financial Services and Helomics.
If you have questions about an account handled by Robert Armstrong, contact us to discuss your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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