Brad Brooks Investigation November 2021- Addison, Texas The FINRA records of Brad C. Brooks , a broker who is employed by Titan Securities disclose a currently pending regulatory investigation, 6 prior final customer…
read moreRichard Demetriou Investigation November 2021-Addison, Texas According to publicly available records Richard Wayne Demetriou, a former stockbroker who last worked for Titan Securities discloses a regulatory event, three customer disputes and a…
read moreRichard Demetriou Investigation Former Titan Securities Financial Advisor June 2021 – Addison, TX According to publicly available records, former Titan Securities, financial advisor Richard Demetriou, has been barred from the securities…
read moreApril 2020-Addison, TX According to publicly available records of John Leighton Mitchell (CRD#336967) , a broker with Titan Securities, discloses one final and three currently pending customer disputes. The Financial Industry…
read moreMay 2018-Addison, Texas The FINRA records of Clyde D. Jones , a stockbroker who is currently registered with Titan Securities disclose a pending customer dispute, 8 prior final customer disputes and 2…
read moreJanuary 2020-Rowlett, Texas The FINRA records of Walter (Walt) Parker , a currently unregistered broker who was last employed by Titan Securities disclose a recent regulatory matter, 2 pending customer disputes and 11 prior…
read moreApril 2017-Arlington, Texas The FINRA records of Thomas P. Smith , a stockbroker who is currently registered with Center Street Securities disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the…
read moreMAY 2018 UPDATE–See this for update. ORIGINAL POST-April 2017-Whitesboro, Texas The FINRA records of Clyde D. Jones , a stockbroker who is currently registered with Titan Securities disclose 2 pending customer disputes, 2…
read moreDonald L. Wells-Titan Securities Broker-Sanctioned Over Sales of Life Partners Viaticals-Seattle, WA
April 2017-Seattle, WA The FINRA records of Donald L. Wells , a stockbroker who is currently registered with Titan Securities disclose a prior regulatory matter and a prior final customer dispute. The Financial Industry…
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