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texas securities attorney

First Southwest Company Sanctioned by Securities Regulators
First Southwest Company Sanctioned by Securities Regulators 150 150 Rex Securities Law

First Southwest Company ,  entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that from August 8, 2012 through April 26,…

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Tampa Man Sentenced to 18 Months for Securities Fraud
Tampa Man Sentenced to 18 Months for Securities Fraud 150 150 Rex Securities Law

November 4, 2015- Tampa, Florida The FBI announced that Gignesh Movalia was sentenced to 18 months in prison for operating a $9 million investment fraud scheme involving Facebook stock. Movalia…

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Jetmir Ahmeti- Former Edward Jones Broker-Discloses Discharge and Regulatory Sanctions-Richardson, TX
Jetmir Ahmeti- Former Edward Jones Broker-Discloses Discharge and Regulatory Sanctions-Richardson, TX 150 150 Rex Securities Law

Richardson, Texas UPDATE APRIL 2017–Jetmir Ahmeti is not currently registered with any broker dealer according to FINRA records.  Ahmeti was discharged from Edward Jones 5/2015. The firm made the following allegation…

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Larry Eckenrode of McKinney, Texas, Charged with Securities Fraud/Theft
Larry Eckenrode of McKinney, Texas, Charged with Securities Fraud/Theft 150 150 Rex Securities Law

October 5, 2015-McKinney, Texas The Texas State Securities Board (TSSB) announced that Larry David Eckenrode of McKinney, TX, a three time felon, was arrested September 29, 2015, and charged with…

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Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud
Mark Cleaton of Rockwall, Texas, Convicted of Securities Fraud 150 150 Rex Securities Law

October 19, 2015- Dallas Texas Mark Lee Cleaton, 34,  of Rockwell, Texas, was convicted on felony offenses for running a fraud scheme as managing member of North American Capital, LLC…

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McKinney Texas Man Pleads Guilty in Bitcoin Securities Fraud Case
McKinney Texas Man Pleads Guilty in Bitcoin Securities Fraud Case 150 150 Rex Securities Law

September 21, 2015-McKinney, Texas Trendon T. Shavers, 33,  admitted to running a Ponzi scheme involving bitcoin, a virtual currency, according to the Wall Street Journal. Sentencing is scheduled for February…

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Collins Street Bakery-Corsicana- $16M Embezzlement Nets Ten Year Sentence for Former Exec.
Collins Street Bakery-Corsicana- $16M Embezzlement Nets Ten Year Sentence for Former Exec. 150 150 Rex Securities Law

September 16, 2015- Dallas/Corsicana, Texas The FBI announced that Sandy Jenkins and his wife, Kay Jenkins, were sentenced on felony charges of embezzlement for stealing $16 million dollars from the…

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Grand Prairie Texas Men Indicted On Fraud Charges Related to Foreign Currency Trading
Grand Prairie Texas Men Indicted On Fraud Charges Related to Foreign Currency Trading 150 150 Rex Securities Law

September 17, 2015- Dallas Texas The Texas State Securities Board (TSSB) announced the indictment of Rodney Lee Wagner and Roger Harvey Wagner of Grand Prairie, Texas, for wire fraud. According…

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Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator
Garrett Ahrens, Former LPL Financial Broker Receives Notice of Investigation by Securities Regulator 150 150 Rex Securities Law

September 18, 2015- Lafayette, Lousiana The Investment News reports that Garrett Andrew Ahrens, a broker ranked as one of the top advisers in Louisiana by Barron’s, with assets under management…

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