September 15, 2015–Dallas, Texas In a Press Release, the FBI reports that Wade Lawrence, 43, of Dallas faces up to five years in prison for securities fraud in connection with offering…
read moreAugust 25, 2015- San Antonio, Texas Lea Ann Blystone, 48, of San Antonio was sentenced to seven years in federal prison in connection with a $1.4 million wire fraud scheme.…
read moreSeptember 1, 2015- Sherman, Texas Thomas W. Lucas, Jr. , 35 of Plano, Texas was sentenced to 210 months in federal prison following his conviction on 7 counts of wire…
read moreSeptember 4, 2015- Austin, Texas Texas Securities Commissioner John Morgan entered a Disciplinary Order against Dallas based WFG Investments, Inc. , reprimanding and fining the company $175,000 for failing to…
read moreSeptember 4, 2015- Austin, Texas The Texas State Securities Board (TSSB) announced that former Corpus Christi investment adviser Kenneth Wayne Graves was sentenced to concurrent 7 year state prison terms…
read moreSeptember 1 , 2015- Los Angeles/ Houston The FBI announced the indictment of Stephen Young Kang, 46, of Newport Beach, CA and Houston, Texas, who is charged with wire fraud…
read moreAugust 20, 2015-West Palm Beach, FL Moshe Yehuda Dunoff was charged by the Securities and Exchange Commission (SEC) with participating in a boiler room fraud that raised over $1.5 million…
read moreAugust 28, 2015 Iowa Insurance Commissioner Nick Gerhart issued a cease and desist order to the following Austin, Texas residents: Carson Energy, Inc. …
read moreAugust 26, 2015- San Antonio, Texas The FBI reports that Armando Jesus Hernandez Leal, 53, of Shavano Park, Texas, pleaded guilty to federal money laundering charges in connection with a…
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