Rex Securities Law-BLOG - Page 157 of 247 - Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Rex Securities Law
August 10, 2016
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Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation

Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 August 10, 2016

August 2016- Simsbury, CT The FINRA records of Peter B. Cohen , a stock broker who is currently employed by Ameritas Investment Corp. disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

Rex Securities Law
August 10, 2016
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Delbert W. Carnes-Woodbury Financial Broker-Discloses Settlement with Customers & Outstanding Judgment-Colorado Springs

Delbert W. Carnes-Woodbury Financial Broker-Discloses Settlement with Customers & Outstanding Judgment-Colorado Springs https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 May 9, 2017

August 2016- Colorado Springs, CO The FINRA records of Delbert W. Carnes , a stock broker who is currently employed by Woodbury Financial Services disclose 5 prior customer disputes and a currently outstanding judgment. The Financial…

Rex Securities Law
August 10, 2016
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Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Claim Over Loss on Aztec Oil & Gas

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Claim Over Loss on Aztec Oil & Gas https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 May 3, 2017

Oklahoma City, OK MAY 2017 UPDATE-Per FINRA records Will Ricker Freeman left Wilbanks Securities 10/2016 and he is not currently registered. ORIGINAL POST AUGUST 2016–The FINRA records of Will R. Freeman , a…

Rex Securities Law
August 10, 2016
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Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas

Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 August 10, 2016

Oklahoma City, OK The FINRA records of Aaron B. Wilbanks, President and CEO of Wilbanks Securities , the FINRA records of Randall L. Wilbanks, Vice President of Wilbanks Securities, and the FINRA records of Steven D. Sharpe,…

Rex Securities Law
August 10, 2016
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John R. Stevens-Former Wilbanks Securities Broker-Discloses Customer Disputes Alleging Damages in Excess of $2M

John R. Stevens-Former Wilbanks Securities Broker-Discloses Customer Disputes Alleging Damages in Excess of $2M https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 May 3, 2017

Grand Junction, CO The FINRA records of John R. Stevens , a stock broker who is currently not licensed and who was last employed by Wilbanks Securities disclose 2 prior customer disputes, 3 pending…

Rex Securities Law
August 10, 2016
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Michael B. Inderlied-Former Wilbanks Securities Broker-Discloses Customer Disputes & Terminations

Michael B. Inderlied-Former Wilbanks Securities Broker-Discloses Customer Disputes & Terminations https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 April 26, 2017

August 2016-Frisco, Texas The FINRA records of Michael B. Inderlied , a stock broker who is currently not licensed and who was last employed by Adirondack Trading Group disclose a prior regulatory event, 2 prior customer…

Rex Securities Law
August 10, 2016
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Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 August 10, 2016

August 2016-Oklahoma City, OK The FINRA records of Will R. Freeman , a stock broker who is currently employed by Wilbanks Securities, Inc. disclose a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency…

Rex Securities Law
August 10, 2016
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Jamie D. Pope-Former Wilbanks Securities Broker-Discloses Permanent Bar from Industry & Discharge

Jamie D. Pope-Former Wilbanks Securities Broker-Discloses Permanent Bar from Industry & Discharge https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 10, 2016 August 10, 2016

August 2016-Winter Park, Florida The FINRA records of Jamie D. Pope , a stock broker who has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to…

Rex Securities Law
August 9, 2016
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Mark S. Garfinkel-Oppenheimer Broker, Boca Raton-Discloses Customer Disputes and Bankruptcy Filing

Mark S. Garfinkel-Oppenheimer Broker, Boca Raton-Discloses Customer Disputes and Bankruptcy Filing https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 9, 2016 August 12, 2016

August 2016-Boca Raton, Florida The FINRA records of Mark S. Garfinkel , a stock broker who is currently employed by Oppenheimer & Co. , disclose five prior customer disputes and and one financial event. The Financial Industry Regulatory…