Rex Securities Law-BLOG - Page 155 of 247 - Nationwide representation of victims of stockbroker fraud and the malpractice of investment professionals.

Rex Securities Law
August 14, 2016
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William Gennity-Former Alexander Capital Broker-Accused of Churning by Regulators & Customers

William Gennity-Former Alexander Capital Broker-Accused of Churning by Regulators & Customers https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 14, 2016 March 5, 2019

MARCH 2019 Update–SEC enters consent judgement vs. William Gennity. UPDATE April 2017-The FINRA records of William Gennity report the filing of an action by the US Securities and Exchange Commission…

Rex Securities Law
August 12, 2016
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Bishoy G. Mankarios-Former Rothschild Lieberman Broker-Discloses Customer Dispute

Bishoy G. Mankarios-Former Rothschild Lieberman Broker-Discloses Customer Dispute https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 August 12, 2016

August 2016- Syosset, New York The FINRA records of Bishoy G. Mankarios, a former stock broker who is not currently licensed disclose a currently pending customer dispute and a currently outstanding lien. The Financial…

Rex Securities Law
August 12, 2016
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Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY

Steve J. Pabon-Joseph Stone Broker-Discloses Pending Customer Dispute-Syosset,NY https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 July 18, 2017

July 2017- Syosset, New York The FINRA records of Steve J. Pabon, a stock broker who is currently employed by Joseph Stone Capital , disclose a currently pending customer dispute and a prior termination from…

Rex Securities Law
August 12, 2016
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William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination

William K. Bradley-Former Newbridge Securities Broker-Discloses Customer Dispute & Termination https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 August 12, 2016

August 2016- New York The FINRA records of William K. Bradley, a stock broker who is currently employed by Meyers Associates, disclose a currently pending customer dispute and a prior termination from employment. The Financial Industry…

Rex Securities Law
August 12, 2016
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Craig S. Taddonio-Meyers Associates Broker-Discloses Liens, Regulatory Events and Customer Disputes-NY

Craig S. Taddonio-Meyers Associates Broker-Discloses Liens, Regulatory Events and Customer Disputes-NY https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 May 10, 2017

New York MAY 2017 UPDATE– Taddonio’s FINRA record discloses a pending regulatory event, 2 prior final regulatory events, 3 prior final customer disputes, a currently pending financial event and 5…

Rex Securities Law
August 12, 2016
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Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations

Brent Porges-Former Meyers Assoc. Broker-Discloses Customer Disputes & Regulatory Investigations https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 January 8, 2017

August 2016- New York The FINRA records of Brent Porges, a former stock broker who is currently not licensed disclose a currently pending regulatory matter, a prior regulatory matter, 4 prior customer disputes, a currently…

Rex Securities Law
August 12, 2016
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Stanley J. Fortenberry of San Angelo, TX, Indicted on Fraud Charges in Connection Oil Deals

Stanley J. Fortenberry of San Angelo, TX, Indicted on Fraud Charges in Connection Oil Deals https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 August 12, 2016

August 11, 2016-San Angelo, Texas The Department of Justice announced that Stanley J. Fortenberry, 50, of San Angelo, Texas, has been charged with 3 counts of mail fraud, 2 counts…

Rex Securities Law
August 12, 2016
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Jeffrey Grove-Former Charles Schwab Broker-Discloses Felony Charges & Termination-Melbourne,FL

Jeffrey Grove-Former Charles Schwab Broker-Discloses Felony Charges & Termination-Melbourne,FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 12, 2016 February 1, 2019

Melbourne, Florida The FINRA records of Jeffrey Brian Grove , a former Charles Schwab stock broker who was permanently barred from acting as a broker or otherwise associating with firms that sell securities disclose a…

Rex Securities Law
August 11, 2016
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John J. Santariello-Former Arive Capital Markets Broker-Discloses Customer Complaint Alleging Churning

John J. Santariello-Former Arive Capital Markets Broker-Discloses Customer Complaint Alleging Churning https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 11, 2016 October 11, 2019

October 2019- Coram, NY The FINRA records of John J. Santariello , a stock broker who is not currently registered with any broker dealer and who last worked for Arive Capital Markets, disclose …