August 2016- Simsbury, CT
The FINRA records of Peter B. Cohen , a stock broker who is currently employed by Ameritas Investment Corp. disclose a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
A customer of Ameritas Investments Corp. filed an action for damages in State of Rhode Island Superior Court, Washington County, alleging fraudulent inducement, misrepresentation, negligence, breach of fiduciary duty, civil conspiracy and unjust enrichment in connection with the purchase of an insurance product. No specific amount of damages are alleged.
Cohen has been employed by Ameritas Investment Corp. since 7/2008.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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