May 2019 – New York
According to publicly available records, former Laidlaw & Company financial advisor Kevin R. Wilson discloses 6 pending customer disputes all of which allege the sale of unsuitable private placement investments.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
The pending customer suits involving Wilson include:
- FINRA Case 19-1035 in which a customer of Laidlaw & Co. seeks damages of $300,000 for unsuitable investments in private placements.
- FINRA Case 19-0842 in which a customer of Laidlaw & Co. seeks damages of $440,000 for unsuitable investments in private placements.
- FINRA Case 18-3970 in which a customer of Laidlaw & Co. seeks damages of $500,000 for unsuitable recommendations to invest in private placements and equities.
- FINRA Case 18-3062 in which Laidlaw & Co. customer seeks damages of $2 million for unsuitable private placement investments.
Kevin Wilson was with Laidlaw & Company from 10/2010-9/2017. He is currently registered with National Securities Corporation.
If you have losses on private placement investments or other unsuitable investments, call to learn how you may be able to recover damages from Wilson’s employer through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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