ER
March 14, 2023
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Stephen Wenske- Former Edward Jones Broker- Discloses a Regulatory Event and a Termination from Employment-Houston, TX

Stephen Wenske- Former Edward Jones Broker- Discloses a Regulatory Event and a Termination from Employment-Houston, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 14, 2023 March 14, 2023

Stephen Wenske Investigation March 2023- Roanoke, TX According to publicly available records Stephen Wenske, a broker who last worked for Edward Jones, discloses a final regulatory event that resulted in his…

ER
July 5, 2022
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Jon Scheier -Former Edward Jones Broker-Barred From Securities Industry by Regulators – Denison, TX

Jon Scheier -Former Edward Jones Broker-Barred From Securities Industry by Regulators – Denison, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g July 5, 2022 July 5, 2022

Jon Scheier Investigation July 2022-Denison , TX According to publicly available records Jon Scheier , a former broker who last worked for Edward Jones, discloses a final regulatory matter resulting in a…

ER
March 22, 2022
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Ronald Molo-Former Edward Jones Broker- Barred from Industry -Accused of Theft-Joliet, IL

Ronald Molo-Former Edward Jones Broker- Barred from Industry -Accused of Theft-Joliet, IL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g March 22, 2022 March 22, 2022

Ronald Molo Investigation March 2022-Joliet, IL The FINRA records of Ronald T. Molo, a broker who formerly worked for Edward Jones, disclose 2 regulatory events, a civil suit, 5 prior…

Rex Securities Law
November 9, 2021
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Curt L. Howard-Former Edward Jones Broker-Subject of $1M Customer Suit- Sapulpa, OK

Curt L. Howard-Former Edward Jones Broker-Subject of $1M Customer Suit- Sapulpa, OK https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g November 9, 2021 November 9, 2021

Curt Howard Investigation November 2021-Sapulpa, OK According to publicly available records Curtis Lee Howard , a stockbroker who formerly worked for Edward Jones and who is currently registered with Level Four Financial,…

ER
August 18, 2021
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Clyde Jensen -Former TD Private Client Wealth Broker-Discloses Pending Regulatory Event- Tampa, FL

Clyde Jensen -Former TD Private Client Wealth Broker-Discloses Pending Regulatory Event- Tampa, FL https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g August 18, 2021 August 18, 2021

August 2021 – Tampa, FL According to publicly available records , Clyde Anthony Jensen, a former broker with TD Private Client Wealth and Ameriprise disclose a pending regulatory event involving being named as…

Rex Securities Law
December 1, 2020
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Spenser Sullivant- Former Waddell & Reed Broker-Suspended for 18 Months -St. Louis, MO

Spenser Sullivant- Former Waddell & Reed Broker-Suspended for 18 Months -St. Louis, MO https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g December 1, 2020 December 1, 2020

December 2020-St. Louis, MO According to publicly available records of Spenser William Sullivant (CRD#6524062) , a former stockbroker who is currently unregistered who worked for Waddell & Reed, discloses a regulatory…

Rex Securities Law
June 16, 2020
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Craig A. Foreman-Edward Jones Broker-Discloses Pending Customer Dispute-Odessa, TX

Craig A. Foreman-Edward Jones Broker-Discloses Pending Customer Dispute-Odessa, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 16, 2020 June 16, 2020

June 2020 -Odessa, TX The FINRA records of Craig Alan Foreman , a stockbroker registered with Edward Jones disclose a pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

Rex Securities Law
May 20, 2020
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Jason Hudson-Edward Jones Broker-Discloses Customer Dispute-Amarillo, TX

Jason Hudson-Edward Jones Broker-Discloses Customer Dispute-Amarillo, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g May 20, 2020 May 20, 2020

May 2020-Amarillo, TX According to publicly available records Jason D. Hudson (CRD#6411443) , a stockbroker with Edward Jones discloses a customer dispute which alleges undue influence. The Financial Industry Regulatory Authority…

Rex Securities Law
April 2, 2020
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Cecil Allen Ross-Former LPL Financial Broker-Discloses Regulatory Event and Customer Dispute-San Angelo, TX

Cecil Allen Ross-Former LPL Financial Broker-Discloses Regulatory Event and Customer Dispute-San Angelo, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g April 2, 2020 April 2, 2020

April 2020-San Angelo, TX According to publicly available records of Cecil Allen Ross (CRD#2391047) , a former stockbroker who last worked for LPL Financial, discloses a regulatory event and a customer…