Michael Reither Investigation September 2022- St. Louis, MO According to publicly available records, Michael Earl Reither, who is not currently registered with any FINRA registered broker dealer , discloses a regulatory event,…
read moreFrank Wagner Investigation September 2022- Corpus Christi, TX According to publicly available records, Arthur Frank Wagner, a Dominion Investor Services, Inc. broker, discloses an IRS tax lien. The Financial Industry Regulatory Authority (FINRA) is the…
read moreJay Harper Investigation September 2022- Nemo, TX According to publicly available records Jason Windle Harper a Dominion Investor Services broker, discloses multiple Internal Revenue Service tax liens. The Financial Industry Regulatory Authority…
read moreLance Walston/ Dominion Investor Services Investigation August 2022-Horseshoe Bay, TX According to publicly available records Lance Colby Walston, a broker who works for Dominion Investor Services, discloses six prior customer disputes.…
read moreGeorge M. Warner Investigation June 2022-Horseshoe Bay & Rockwall, TX The FINRA records of George M. Warner , a former stockbroker who last was registered with Chelsea Financial Services disclose 2 prior…
read moreOctober 2017-Lakeway, Texas According to publicly available records Christian L. Webb , (CRD# 1161075) , a currently unregistered stockbroker who was last registered with Dominion Investors Services of Horseshoe Bay, TX , discloses a termination…
read moreOCTOBER 2017 UPDATE-Christian Webb is not currently registered as a broker. See this for more. November 2016-Austin, Texas According to publicly available records Christian L. Webb , (CRD# 1161075) , a stockbroker who is…
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