Dominion Investors Services Archives - Rex Securities Law-BLOG

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September 29, 2022
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Michael Reither – Former Dominion Investor Broker- Discloses Regulatory Event and Termination -St. Louis, MO

Michael Reither – Former Dominion Investor Broker- Discloses Regulatory Event and Termination -St. Louis, MO https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g September 29, 2022 September 29, 2022

Michael Reither Investigation September 2022- St. Louis, MO According to publicly available records, Michael Earl Reither, who is not currently registered with any FINRA registered broker dealer , discloses a regulatory event,…

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September 29, 2022
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Arthur Frank Wagner – Dominion Investor Broker- Discloses Tax Lien -Corpus Christi, TX

Arthur Frank Wagner – Dominion Investor Broker- Discloses Tax Lien -Corpus Christi, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g September 29, 2022 September 29, 2022

Frank Wagner Investigation September 2022- Corpus Christi, TX According to publicly available records, Arthur Frank Wagner, a Dominion Investor Services, Inc. broker, discloses an IRS tax lien. The Financial Industry Regulatory Authority (FINRA) is the…

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September 26, 2022
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Jay Harper- Dominion Investor Services Broker- Discloses Multiple IRS Liens- Nemo, TX

Jay Harper- Dominion Investor Services Broker- Discloses Multiple IRS Liens- Nemo, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 ER ER https://secure.gravatar.com/avatar/6eb4734d743f90f655743cf6c4ecf09e?s=96&d=mm&r=g September 26, 2022 September 26, 2022

Jay Harper Investigation September 2022- Nemo, TX According to publicly available records Jason Windle Harper a Dominion Investor Services broker, discloses multiple Internal Revenue Service tax liens. The Financial Industry Regulatory Authority…

Rex Securities Law
August 29, 2022
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Lance Walston- Dominion Investor Services Broker-Has Numerous Customer Suits- Horseshoe Bay, TX

Lance Walston- Dominion Investor Services Broker-Has Numerous Customer Suits- Horseshoe Bay, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g August 29, 2022 August 29, 2022

Lance Walston/ Dominion Investor Services Investigation August 2022-Horseshoe Bay, TX According to publicly available records Lance Colby Walston, a broker who works for Dominion Investor Services, discloses six prior customer disputes.…

Rex Securities Law
June 15, 2022
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George M. Warner-Former Chelsea Financial Broker-Discloses Regulatory Sanction -Horseshoe Bay & Rockwall, TX

George M. Warner-Former Chelsea Financial Broker-Discloses Regulatory Sanction -Horseshoe Bay & Rockwall, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g June 15, 2022 June 15, 2022

George M. Warner Investigation June 2022-Horseshoe Bay & Rockwall, TX The FINRA records of George M. Warner , a former stockbroker who last was registered with Chelsea Financial Services disclose 2 prior…

Rex Securities Law
October 24, 2017
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Christian L. Webb-Former LPL Financial Broker-Investigation Update-Lakeway, TX

Christian L. Webb-Former LPL Financial Broker-Investigation Update-Lakeway, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g October 24, 2017 October 24, 2017

October 2017-Lakeway, Texas According to publicly available records Christian L. Webb , (CRD# 1161075) , a currently unregistered stockbroker who was last registered with Dominion Investors Services of Horseshoe Bay, TX , discloses a termination…

Rex Securities Law
February 21, 2017
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Christian L. Webb-Former LPL Financial Broker-Discloses Termination-Austin, TX

Christian L. Webb-Former LPL Financial Broker-Discloses Termination-Austin, TX https://blog.rexsecuritieslaw.com/wp-content/themes/movedo/images/empty/thumbnail.jpg 150 150 Rex Securities Law Rex Securities Law https://secure.gravatar.com/avatar/fdf83cd1ed57a0f07270ad756fbea2eb?s=96&d=mm&r=g February 21, 2017 October 24, 2017

OCTOBER 2017 UPDATE-Christian Webb is not currently registered as a broker. See this for more. November 2016-Austin, Texas According to publicly available records Christian L. Webb , (CRD# 1161075) , a stockbroker who is…