Frank Wagner Investigation
September 2022- Corpus Christi, TX
According to publicly available records, Arthur Frank Wagner, a Dominion Investor Services, Inc. broker, discloses an IRS tax lien.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In August of 2019, the Internal Revenue Service filed a tax lien against Wagner in Federal Court, Nueces County, Corpus Christi, Texas in the amount of $40,675. This lien is currently outstanding.
Wagner has been employed with Dominion Investor Services, Inc. since October of 2017. Before that time he was with WFG Advisors/WFG Investments, Inc. from January of 1999 until September of 2017.
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