Frank Wagner Investigation
September 2022- Corpus Christi, TX
According to publicly available records, Arthur Frank Wagner, a Dominion Investor Services, Inc. broker, discloses an IRS tax lien.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In August of 2019, the Internal Revenue Service filed a tax lien against Wagner in Federal Court, Nueces County, Corpus Christi, Texas in the amount of $40,675. This lien is currently outstanding.
Wagner has been employed with Dominion Investor Services, Inc. since October of 2017. Before that time he was with WFG Advisors/WFG Investments, Inc. from January of 1999 until September of 2017.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Florida-561 391 1900