Jay Harper Investigation
September 2022- Nemo, TX
According to publicly available records Jason Windle Harper a Dominion Investor Services broker, discloses multiple Internal Revenue Service tax liens.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
From July 2013 until February 2019, the Internal Revenue Service filed seven tax liens against Jay Harper in Andrews and Somerville Counties, Texas. The total amount of these currently outstanding liens is more than $250,000 .
Harper has been employed with Dominion Investor Services, Inc. since August of 2018. Before that time he was with Securities America Advisors, Inc. Harper discloses a business affiliation with Harper Financial in Nemo, Texas
If you had an account with Jason (Jay) Harper that suffered losses, you may be entitled to collect damages from his employer. Call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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