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Ponzi Schemes

How to Recover Losses on Aequitas Investments
How to Recover Losses on Aequitas Investments 150 150 Rex Securities Law

March 10, 2016- Washington, DC The Securities & Exchange Commission (SEC) charged Oregon based Aequitas Management and its top three executives, CEO Robert J. Jesenik, executive VP Brian A. Oliver,…

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Claus Foerster-Former Smith Barney/Raymond James Broker Indicted for Fraud
Claus Foerster-Former Smith Barney/Raymond James Broker Indicted for Fraud 150 150 Rex Securities Law

March 8, 2016- Greenville, South Carolina The United States Attorney’s Office for District of South Carolina announced that Claus C. Foerster, 55, of Spartanburg, South Carolina was indicted by a…

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David McQueen’s Conviction/30 Year Sentence on Ponzi Scheme Upheld
David McQueen’s Conviction/30 Year Sentence on Ponzi Scheme Upheld 150 150 Rex Securities Law

1/21/2016- Grand Rapids, MI David McQueen‘s  conviction and 30 year prison sentence for mail fraud, money laundering and tax charges was upheld by the Sixth Circuit Court of Appeals in Cincinnati.…

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Mexican Man Convicted in El Paso, TX, on $15M Investment Fraud
Mexican Man Convicted in El Paso, TX, on $15M Investment Fraud 150 150 Rex Securities Law

February 23, 2016- El Paso, Texas CBS 7 reports that Mexican businessman Roberto Trinidad Del Carpio Frescas of Chihuahua was convicted by a federal jury on 24 counts of wire…

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Fred Davis “Dave” Clark Sentenced to 40 Years- Cay Clubs Scam-Key West, FL
Fred Davis “Dave” Clark Sentenced to 40 Years- Cay Clubs Scam-Key West, FL 150 150 Rex Securities Law

February 23, 2016- Key West,  Florida Fred Davis “Dave” Clark, Jr. , 57, was sentenced 40 years in federal prison on bank fraud and obstruction charges in what U.S. Attorney Jerrob…

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Dallas Broker Wade Lawrence Named in New SEC Complaint
Dallas Broker Wade Lawrence Named in New SEC Complaint 150 150 Rex Securities Law

February 16, 2016- Dallas Texas Wade J. Lawrence, formerly a broker with Southwest Securities and prior to that with Oppenheimer & Co. , was charged by the Securities & Exchange…

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Former Voya Financial Stock Broker Pleads Guilty to Ponzi Scheme
Former Voya Financial Stock Broker Pleads Guilty to Ponzi Scheme 150 150 Rex Securities Law

December 23, 2015- Queensbury, NY The TimesUnion reports that Voya Financial is repaying former clients of Queensbury stock broker Frederick E. Monroe. Monroe, who worked out of the offices of…

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Former Austinite Sentenced for Marty Robbins Antique Scam
Former Austinite Sentenced for Marty Robbins Antique Scam 150 150 Rex Securities Law

January 15, 2016- Austin, Texas The FBI announced that Rose Marie O’Reilly, 63, of La Grange, TX, was sentenced to 48 months in federal prison in connection with a $1,4…

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Frederick Monroe- Voya Financial Broker -Operating Ponzi Scheme Pleads Guilty to Money Laundering and Larceny
Frederick Monroe- Voya Financial Broker -Operating Ponzi Scheme Pleads Guilty to Money Laundering and Larceny 150 150 Rex Securities Law

December 23, 2015- Albany, NY The Albany TimesUnion  reports that Queensbury stockbroker Frederick E. Monroe pleaded guilty to money laundering and grand larceny. According to the report, Monroe was operating…

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