March 2019- Center Moriches, NY
According to publicly available records , Sebastian Wyczawski (CRD #2835135), a stockbroker employed with Joseph Stone Capital, disclose one pending and one prior customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In June of 2018, a customer of Joseph Stone Capital filed FINRA case #18-02049 alleging common law fraud; breach of fiduciary duty; negligence; breach of contract; unsuitability; and over concentration. The customer is seeking damages are $250,000 and the case is currently pending.
Sebastian Wyczawski has worked with Joseph Stone Capital since July 2015. He was with Cape Securities from August 2010 until June 2015.
If you have questions about an investment account handled by Sebastian Wyczawski, contact us for a no charge consultation to learn about your legal options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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