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Ponzi Schemes

Patrick O. Howard, Optimal Economics Capital Prnrs, Howard Capital Named in Regulatory Action-Dallas, TX
Patrick O. Howard, Optimal Economics Capital Prnrs, Howard Capital Named in Regulatory Action-Dallas, TX 150 150 Rex Securities Law

February 2017-Dallas, Texas Patrick O. Howard and two companies he controls, Optimal Economics Capital Partners and Howard Capital Holdings were named in a complaint filed by The Securities and Exchange…

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Michael Anthony Collins Sentenced to 15 Years for Securities Fraud-Alice, TX
Michael Anthony Collins Sentenced to 15 Years for Securities Fraud-Alice, TX 150 150 Rex Securities Law

August 2016- Alice, Texas   Michael Anthony Collins pleaded guilty to stock fraud, theft and money laundering and was sentenced to 15 years on each count in Jim Wells County…

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William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme
William Risinger of Round Rock Texas Sentenced to 160 Months on Ponzi Scheme 150 150 Rex Securities Law

May 2016-Austin, Texas The US Attorney’s Office for the Western District of Texas reports that William Risinger of Round Rock, Texas, was sentenced to 160 months in federal prison in…

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Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months
Robert Hahn, Former Tyler Insurance Agent, Sentenced to 36 Months 150 150 Rex Securities Law

April 2016-Tyler, Texas Robert Hahn, a 64 year old former Tyler insurance agent was sentenced to serve 36 months in federal prison for wire fraud and money laundering , according…

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Terry Joe Bagwell – Former Pruco Securities Broker-Discloses Numerous Customer Dispute Settlements-Birmingham, Alabama
Terry Joe Bagwell – Former Pruco Securities Broker-Discloses Numerous Customer Dispute Settlements-Birmingham, Alabama 150 150 Rex Securities Law

 Birmingham, Alabama UPDATE MAY 2017 FINRA records disclose that Terry Joe Bagwell has 3 currently pending and 11 prior final customer disputes.  Bagwell is not currently registered as a stockbroker. He…

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Daniel and Matthew Rivera Ponzi Scheme-Robbins Lane
Daniel and Matthew Rivera Ponzi Scheme-Robbins Lane 150 150 Rex Securities Law

March 30, 2016 The U.S. Securities and Exchange Commission charged Daniel Rivera and his brother Matthew Rivera, and their company, with a $2.7 million Ponzi scheme targeting elderly and unsophisticated…

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Derek Nelson Sentenced to 19 Years-Real Estate Fraud-Garland Texas
Derek Nelson Sentenced to 19 Years-Real Estate Fraud-Garland Texas 150 150 Rex Securities Law

March 29, 2016-Garland, Texas The Texas State Securities Board (TSSB) announced that Derek A. Nelson was sentenced to 19 years in connection with a $37 million fraud he operated selling…

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Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme
Charles Caleb Fackrell-Former LPL Financial Broker-Sentenced for Ponzi Scheme 150 150 Rex Securities Law

UPDATE ON CHARLES FACKRELL-December 2016-Charles Fackrell, 37, of Booneville, N. Carolina was sentenced to 63 months in jail according to the U.S. Attorney’s Office for operating a $1.4 million Ponzi…

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Robert Arrowood Sanctioned by Securities Regulator for Trinity Resources Scam-Norman, OK
Robert Arrowood Sanctioned by Securities Regulator for Trinity Resources Scam-Norman, OK 150 150 Rex Securities Law

March 10, 2016-Norman, Oklahoma The Oklahoma Securities Commission entered a permanent injunction against 2001 Trinity Fund LLC and Robert Arrowood, of Norman, OK, who was accused of operating a Ponzi…

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