If you have losses on private placement investments or exchange traded funds (ETFs) purchased from World Equity Group, we may be able to help you recover damages. World Equity Group…
read moreMARCH 2017 UPDATE-Investigation of Jeremy D. Hare – Philadelphia, PA According to FINRA records, Jeremy Hare has been named in 19 customer disputes, 2 of which are still pending. He has…
read moreFebruary 12, 2016- Crowley, LA Rex Securities Law is investigating Kovack Securities broker Stanley J. Keyes of Keyes Financial Services in connection with customer complaints and a FINRA regulatory matter in 2011. According to FINRA records …
read moreJanuary 11, 2016 Robert E. Richards entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while associated with Finance 500,…
read moreSEE THIS FOR February 2016 Update. November 25, 2015- Richardson, Texas Rex Securities Law is investigating Harris Wayne Kirk , a stock broker who on October 1, 2015, rejoined Reef Securities, Inc. According to FINRA records,…
read moreReef Oil and Gas of Richardson, Texas, has been sponsoring energy related investments for many years. These investments are marketed by many different brokerage firms nationwide. Investors who have suffered…
read moreOctober 26, 2015- Bethesda, Maryland H. Beck, Inc. , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that between May 2008 and…
read moreJuly 1, 2015 Hector Perez , a/k/a Bruce Johnson , entered into a settlement with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that between December 2009 and February 2011, he…
read moreJuly 8, 2015 F-Squared Investments, Inc, an exchange-traded fund manager, filed for Chapter 11 bankruptcy protection in the U.S. Bankruptcy Court for the District of Delaware. In December of 2014,…
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