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Lack of Due Diligence

James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC
James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC 150 150 Rex Securities Law

James Travis Flynn Investigation May 2023-Greer , SC/ Greenville, SC Over the past 4 years we have  successfully obtained significant damages for several dozen former customers of  James Travis Flynn,…

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Robert D’Agosta- IBN Financial Broker-Discloses $700,000+ in Customer Disputes- Bethlehem, PA
Robert D’Agosta- IBN Financial Broker-Discloses $700,000+ in Customer Disputes- Bethlehem, PA 150 150 ER

Robert D’Agosta Investigation March 2023- Bethlehem, PA The FINRA records of   Robert D’Agosta, an IBN Financial Services, Inc. broker,  disclose a a regulatory event, an arbitration award and 3 prior customer disputes.…

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Mark Cline – Former National Securities Corp. Broker-GWG L- Bond Suits – Wildwood, FL
Mark Cline – Former National Securities Corp. Broker-GWG L- Bond Suits – Wildwood, FL 150 150 ER

Mark Alan Cline & GWG L-Bond Investigation September 2022-Wildwood, FL The FINRA records of Mark Allen Cline,  a former National Securities Corp.  broker discloses 11 settled prior suits and 5 pending…

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Intervest International Equities & GWG L-Bonds Losses?
Intervest International Equities & GWG L-Bonds Losses? 150 150 Rex Securities Law

Losses on GWG L-Bonds Purchased From Intervest International Equities?   As we have previously posted, see link ( GWG L-Bonds. We can help ), given the fact that GWG Holdings has…

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Kurt Russell Baldry Investigation- Ausdal Financial Broker- Subject of Customer Suit Seeking $980K – Ostego, MN
Kurt Russell Baldry Investigation- Ausdal Financial Broker- Subject of Customer Suit Seeking $980K – Ostego, MN 150 150 Rex Securities Law

Kurt R. Baldry Investigation May 2022- Ostego, MN According to publicly recorded records, Kurt Russell Baldry,  a broker with  Ausdal Financial Services  discloses  a pending customer dispute and 2 prior…

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Centaurus Financial & GWG L-Bonds Losses?
Centaurus Financial & GWG L-Bonds Losses? 150 150 Rex Securities Law

Losses on GWG L-Bonds Purchased From Centaurus Financial?   As we have previously posted, see link ( GWG L-Bonds. We can help ), given the fact that GWG Holdings has recently…

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GWG L Bond Losses? How to Recover Damages
GWG L Bond Losses? How to Recover Damages 150 150 Rex Securities Law

GWG Holdings L Bonds Recovery Options For Investors   Did you invest in  GWG L Bonds ?   If you invested in  GWG L Bonds products you should know that…

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Chuck Cox-Raymond James Broker-Discloses Prior Customer Dispute and Customer Dispute -Federal Way, WA
Chuck Cox-Raymond James Broker-Discloses Prior Customer Dispute and Customer Dispute -Federal Way, WA 150 150 ER

Charles (Chuck) Arthur Cox Investigation March 2022- Federal Way, WA According to publicly available records  Chuck Cox , a stockbroker registered with Raymond James Financial Services Advisors, Inc. discloses a…

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Attention GPB Capital Investors-How to Recover Your Losses
Attention GPB Capital Investors-How to Recover Your Losses 150 150 Rex Securities Law

How to Recover Losses on GPB Funds November 2021 GPB Alleged to be a Ponzi-Like Scheme GPB raised over $1.8 billion in high risk private placements that were sold to…

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