March 2020- Florham Park, NJ
According to publicly available records. James D. D’Meo, (CRD#1444759), a former stockbroker who last worked for Kenneth, Jerome & Co., Inc., discloses 2 regulatory events, 11 outstanding judgement/liens and a termination from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 12/2019 D’Meo was permanently barred from the securities industry after D’Meo failed timely to provide documents and information requested by FINRA and refused to appear one-the-record testimony as requested by FINRA, as part of an investigation into his financial disclosures.
In 12/2018, Kenneth, Jerome & Co., Inc., discharged D’Meo after allegations of failure to disclose reportable personal financial events as discovered by FINRA in a search of public records.
D’Meo discloses 11 outstanding judgement/liens.
D’Meo was employed by Kenneth, Jerome & Co., Inc. from June 2013 until December of 2018. Prior to that time he was with Equity Services, Inc.
If you had an account with James D’Meo that suffered losses, you may be entitled to collect damages from his prior employer. Call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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