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Jeffrey L. Eglow- Newbridge Securities Broker-Has Customer Complaints- Boca Raton, FL

Jeffrey L. Eglow- Newbridge Securities Broker-Has Customer Complaints- Boca Raton, FL 150 150 Rex Securities Law

Jeffrey L. Eglow Investigation

April 2022- Boca Raton, FL

According to publicly available recordsNewbridge Securities Corporation  financial advisor Jeffrey Eglow,   discloses 4 prior customer disputes.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

The prior customer disputes include:

In 6/2017 a customer of Eglow’s prior employer, SunTrust Investment Services, was paid $48,758 to resolve allegations that Eglow overcharged commissions.

In 3/2017, a customer of SunTrust Investment Services and Wells Fargo was paid $115,000 to resolve allegations that Eglow over concentrated the customer’s account with UITs and energy securities and holding leveraged positions in ETFs, resulting in unrealized losses. FINRA Case 16-1962.

Eglow  has been employed by Newbridge Securities since 8/2017.   He was with SunTrust Investments 3/2015-12/2016. 

If you have losses in an account handled by Jeffrey Eglow, call to learn how you may be able to recover damages through FINRA arbitration.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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