Eric Hollifield Investigation November 2021-Ducala, GA According to FINRA records Eric S. Hollifield, an unregistered financial advisor previously employed by LPL Financial discloses a multi-million dollar suit by a customer…
read moreMargaret Suite-Arnold Investigation November 2021-China Grove, NC According to FINRA records Margaret Suite-Arnold, a financial advisor employed as a registered broker by FSC Securities Corporation discloses a pending customer dispute.…
read moreRobin Platt Investigation November 2021-Covington, LA According to FINRA records Robin V. Platt, a financial advisor employed as a registered broker by Hancock Whitney Investment Services discloses a multi-million dollar suit…
read moreNorthstar Financial (Bermuda) Lawsuit Did you invest in any of the Northstar Financial products ? Stock Loss Recovery Lawyer If you invested in any of the Northstar Financial products you…
read moreJuly 2021-St. Augustine, FL According to publicly available records, formerly a D.H. Hill Securities financial advisor Charles Stevens, discloses a regulatory event under review, 2 settled customer disputes and 1 pending…
read moreJuly 2021- Boca Raton, FL According to publicly available records Charles Bonilla (CRD#2572107), a broker who formerly worked for David Lerner Associates, discloses a regulatory resulting in a suspension and fine…
read moreOctober 2020- Hillside, IL The FINRA records of Jeffrey Scott Nimmow , a broker previously employed by Forest Securities, Inc. , disclose a regulatory event resulting in his bar from the securities industry, two pending customer…
read moreOctober 2019 – Austin, Texas Texas Securities Commissioner, Travis Iles, revoked the registration of Gus Marwieh for fraud related to the sale of pension investments, according to a news release…
read moreJune 2019 UPDATE–Dallas, TX We are currently pursuing FINRA arbitration claims on behalf of more than 20 individuals who were were customers of Dexter Thomas Financial Services. These individuals are…
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