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Unsuitable Investments

Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities
Karim Ibrahim (Chris Allen) Investigation-Avenir Financial/Legend Securities 150 150 Rex Securities Law

April 2016- Orangeburg, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston
David A. Allen-Former Avenir Financial Broker-Discloses Customer Disputes-Boston 150 150 Rex Securities Law

April 2016- Boston The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK
Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK 150 150 Rex Securities Law

April 2016- Oklahoma City, OK UPDATED February 2018-See this for current details. UPDATE MAY 2017–FINRA Records disclose that Jay D. Jordan currently has 9 pending and 4 prior customer disputes. The…

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Thomas Tedeschi-Former Aegis Capital Broker-Named in Customer Dispute
Thomas Tedeschi-Former Aegis Capital Broker-Named in Customer Dispute 150 150 Rex Securities Law

UPDATE APRIL 2017-In October 2016 Thomas Tedeschi was suspended for a week for failing to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA…

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Enver Alijaj-Investigation Update-Former Legend Securities Broker
Enver Alijaj-Investigation Update-Former Legend Securities Broker 150 150 Rex Securities Law

April 13, 2016 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Shawn Burns-former Salomon Whitney Broker- Named in Customer Arbitrations Alleging High Pressure Stock Sales
Shawn Burns-former Salomon Whitney Broker- Named in Customer Arbitrations Alleging High Pressure Stock Sales 150 150 Rex Securities Law

APRIL 2018 UPDATE-As of April 2018, Shawn Burn’s FINRA record discloses a final regulatory event, 20 prior and one pending customer disputes, 2 terminations from employment, a chapter 7 bankruptcy…

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Gary B. Weiss-Former Salomon Whitney Financial Broker-Settles Churning Complaint
Gary B. Weiss-Former Salomon Whitney Financial Broker-Settles Churning Complaint 150 150 Rex Securities Law

April 2018 UPDATE-New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Jerry Lowrimore-Hilltop Securities- Named In Customer Arbitration-Dallas, TX
Jerry Lowrimore-Hilltop Securities- Named In Customer Arbitration-Dallas, TX 150 150 Rex Securities Law

April 11, 2016-Dallas, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker
Ibrahim Kurtulus Investigation- Meyers Associates Stock Broker 150 150 Rex Securities Law

April 7, 2016-New York, NY The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer…

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