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Unsuitable Investments

Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ
Gabriel Block Barred From Securities Industry-Oppenheimer & Co.-Red Bank, NJ 150 150 Rex Securities Law

MAY 2019 UPDATE–Gabriel Block found guilty of unethical and dishonest practices, fined $750,000 by NJ regulators and barred from securities industry by FINRA. See this for details.  May 2016- Red Bank, NJ…

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Michael D. Teutonico Discloses Customer Arbitration-E.J. Sterling
Michael D. Teutonico Discloses Customer Arbitration-E.J. Sterling 150 150 Rex Securities Law

May 2016- Lynbrook, New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud
Christopher Cervino-Former Cor Clearing StockBroker-Convicted of Securities Fraud 150 150 Rex Securities Law

UPDATE MARCH 2017–Christopher Cervino, 44, of Franklin Lakes, New Jersey was convicted of one count of conspiracy to commit securities fraud in connection with his role in a securities fraud scheme…

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How to Recover Losses on Energy Related Master Limited Partnerships
How to Recover Losses on Energy Related Master Limited Partnerships 150 150 Rex Securities Law

May 2016 Investor Claims for Losses on Master Limited Partnerships- Energy Related Investments Rex Securities Law is investigating claims for investors who suffered significant losses as a result of investing…

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Timothy Longo-Former Trident Partners Broker-Subject of Customer Suits-Hauppauge, NY
Timothy Longo-Former Trident Partners Broker-Subject of Customer Suits-Hauppauge, NY 150 150 Rex Securities Law

May 2018-Hauppauge, New York The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Patrick H. Maddren-Former Dawson James Broker-Discloses Settlment of $1M Customer Dispute
Patrick H. Maddren-Former Dawson James Broker-Discloses Settlment of $1M Customer Dispute 150 150 Rex Securities Law

UPDATE FEBRUARY 2017-FINRA records disclose that arbitration 16-00849, discussed below, was settled for a payment $295,000 by Dawson James Securities. ORIGINAL POST-May 2016-Ft. Lauderdale, FL The Financial Industry Regulatory Authority…

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Joseph M. Fedorko-Laidlaw & Co. Broker-Named in Customer Disputes
Joseph M. Fedorko-Laidlaw & Co. Broker-Named in Customer Disputes 150 150 Rex Securities Law

February 2019-Stamford , CT The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations
Bryan Mazliach-Former Laidlaw & Company Broker-Discloses Customer Arbitrations 150 150 Rex Securities Law

May 2019 The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Luis Marquez-Former Dawson James Broker-Named In Customer Arbitration-Ft. Lauderdale
Luis Marquez-Former Dawson James Broker-Named In Customer Arbitration-Ft. Lauderdale 150 150 Rex Securities Law

May 2016- Ft. Lauderdale, FL The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

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