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Ponzi Schemes

Financial Services Firm CEO Sentenced to 10 Years Prison for Securities Fraud
Financial Services Firm CEO Sentenced to 10 Years Prison for Securities Fraud 150 150 Rex Securities Law

June 4, 2015 Everett C. Miller, 45, of Marlton, New Jersey was sentenced to 120 months in prison after pleading guilty before U.S. District Judge Renee Marie Bumb to one…

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Phil Williamson Charged in South Florida Securities Fraud
Phil Williamson Charged in South Florida Securities Fraud 150 150 Rex Securities Law

June 1, 2015 Phil D. Williamson, 48, of Miami, Florida, was charged with investment advisor fraud according to an FBI Press Release which reports that he raised over two million…

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Brian Polito of Dallas Pleads Guilty to Fraud In Sale of Oil & Gas Interests
Brian Polito of Dallas Pleads Guilty to Fraud In Sale of Oil & Gas Interests 150 150 Rex Securities Law

June 1, 2015-Houston, Texas Brian J. Polito of Allen, Texas, pled guilty to mail fraud in connection with the sale of interests in 12 wells owned by EOG Resources, Inc.…

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Workshop To Be Held in Bowling Green, KY, April 30, to Educate Seniors on Financial Fraud
Workshop To Be Held in Bowling Green, KY, April 30, to Educate Seniors on Financial Fraud 150 150 Rex Securities Law

April 22, 2015-Bowling Green Kentucky The Kentucky Department of Financial Institutions is holding a workshop on April 30, 2015, at Knicely Conference Center, Western Kentucky University to educate seniors on…

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Gastonia Resident Charged with Securities Fraud by North Carolina Regulators
Gastonia Resident Charged with Securities Fraud by North Carolina Regulators 150 150 Rex Securities Law

March 12, 2015-North Carolina The North Carolina Securities Division of the Department of the Secretary of State announced that Micah Christopher Wilson, 59, of Gastonia was charged with felony securities…

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SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme
SEC Charges Texas and Florida Residents (Daryl Bank) with Fraud in Cellular Licensing Scheme 150 150 Rex Securities Law

UPDATE May 2016-The Virginia State Corporation Commission is accusing Daryl Bank of  Port St. Lucie FL, who operates Virginia Beach based Dominion Investment Group of defrauding investors out of $21…

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Stafford Maxwell -Mableton Georgia CEO of Millenium Capital Exchange-Arrested for Ponzi Scheme
Stafford Maxwell -Mableton Georgia CEO of Millenium Capital Exchange-Arrested for Ponzi Scheme 150 150 Rex Securities Law

April 3, 2015- Atlanta Stafford S. Maxwell, 46, of Mableton, Georgia,  was arraigned on charges of orchestrating a multi-million dollar Ponzi scheme involving the foreign exchange market through his company…

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Allan Roth of Tampa Arrested in Penny Stock Scam
Allan Roth of Tampa Arrested in Penny Stock Scam 150 150 Rex Securities Law

February 27, 2015-Tampa, Florida The Florida Office of Financial Regulation (OFR) reports that Allan Roth, 57, was arrested on 34 charges of selling unregistered securities and 34 counts of selling securities…

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Tarpon Springs Florida Man Arrested for Securities Fraud
Tarpon Springs Florida Man Arrested for Securities Fraud 150 150 Rex Securities Law

March 3, 2015- Tallahassee, Florida The Florida Office of Financial Regulation (OFR) announced that John Edward Simpson was arrested in Tarpon Springs, Florida, and has been charged with securities fraud,…

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