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recover oil and gas losses

Dallas Oil & Gas Promoters-SourceRock Companies-Subject of TX State Securities Board Order

Dallas Oil & Gas Promoters-SourceRock Companies-Subject of TX State Securities Board Order 150 150 Rex Securities Law

February 2018-Dallas, Texas The Texas State Securities Board (TSSB) entered an Emergency Cease and Desist Order against Jason A. Gilbert and Parker R. Hallam who are doing business through SourceRock…

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Jeffrey R. Wilson-Wells Fargo Broker-Customer Wins Arbitration Over Energy Investments-Las Cruces, NM

Jeffrey R. Wilson-Wells Fargo Broker-Customer Wins Arbitration Over Energy Investments-Las Cruces, NM 150 150 Rex Securities Law

January 2018-Las Cruces, NM The FINRA records of  Jeffrey Randolph Wilson  ,  a  stockbroker who is currently  registered with Wells Fargo Clearing Services disclose a currently pending customer dispute over energy investments , a…

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Sanders Spangler-Former LPL Financial Broker-Discloses Customer Suits-San Antonio, TX

Sanders Spangler-Former LPL Financial Broker-Discloses Customer Suits-San Antonio, TX 150 150 Rex Securities Law

San Antonio, Texas February 2018 UPDATE-The FINRA records of Sanders Spangler disclose 1 pending and 4 prior customer disputes, including: August 2017-a customer of LPL Financial alleged unauthorized trading, poor account performance from 1/2012-5/2017.…

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Brian K. Hardwick-Former Red River Securities Broker-Discloses Sanctions Over Oil & Gas Deals

Brian K. Hardwick-Former Red River Securities Broker-Discloses Sanctions Over Oil & Gas Deals 150 150 Rex Securities Law

May 2017 – Carrollton, TX According to publicly available records Brian K. Hardwick  (CRD#4522460) ,  a  former stockbroker who was barred by FINRA from acting as a broker or otherwise associating with firms…

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Douglas Hardwick-Former Texas Securities Broker-Sanctioned for Sale of Oil & Gas Investments

Douglas Hardwick-Former Texas Securities Broker-Sanctioned for Sale of Oil & Gas Investments 150 150 Rex Securities Law

May 2017 – Carrollton, TX According to publicly available records Douglas R. Hardwick  (CRD#4522610) ,  a  stockbroker currently not registered, but who was previously registered with  Texas Securities, Inc.,  discloses a pending regulatory…

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John Carolyn-UBS Financial Broker-Subject of Numerous Customer Arbitrations Involving Oil & Gas Investments-Houston, TX

John Carolyn-UBS Financial Broker-Subject of Numerous Customer Arbitrations Involving Oil & Gas Investments-Houston, TX 150 150 Rex Securities Law

May 2017-Houston, TX The FINRA records of John Carolyn,  a  stockbroker who is employed by  UBS Financial Services  disclose 5 pending customer disputes involving oil and gas securities  and one prior customer dispute. The Financial Industry…

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Red River Securities and Brian Hardwick Sanctioned for Fraudulent Oil and Gas Deals-Plano, TX

Red River Securities and Brian Hardwick Sanctioned for Fraudulent Oil and Gas Deals-Plano, TX 150 150 Rex Securities Law

February 2017- Plano, Texas In a news release dated February 14, 2017, the Financial Industry Regulatory Authority (FINRA) announced that a FINRA hearing panel expelled Plano, Texas based brokerage firm…

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Brian Alfaro’s Request to Dismiss Fraud Charges Denied-San Antonio, TX

Brian Alfaro’s Request to Dismiss Fraud Charges Denied-San Antonio, TX 150 150 Rex Securities Law

October 3, 2016-San Antonio, Texas mySA reports that bankruptcy court judge Craig Gargotta denied Brian Alfaro’s request to dismiss allegations of fraud, civil conspiracy, negligent misrepresentation, and violations of securities…

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Athanasios Tomaras-Former Fulcrum Securities Broker-Discloses Suit Over Energy Investments-Oldsmar, FL

Athanasios Tomaras-Former Fulcrum Securities Broker-Discloses Suit Over Energy Investments-Oldsmar, FL 150 150 Rex Securities Law

Oldsmar, Florida-UPDATE OCTOBER 2017-In October 2016 a customer of Fulcrum Securities file FINRA arbitration 16-02962 seeking damages of $189,000 and alleging that Mr. Tomaras made unsuitable investment recommendations in equities…

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