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recover oil and gas losses

Athanasios Tomaras-Former Fulcrum Securities Broker-Discloses Suit Over Energy Investments-Oldsmar, FL

Athanasios Tomaras-Former Fulcrum Securities Broker-Discloses Suit Over Energy Investments-Oldsmar, FL 150 150 Rex Securities Law

Oldsmar, Florida-UPDATE OCTOBER 2017-In October 2016 a customer of Fulcrum Securities file FINRA arbitration 16-02962 seeking damages of $189,000 and alleging that Mr. Tomaras made unsuitable investment recommendations in equities…

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Charles C. Shafe-Transam Securities Broker-Discloses Customer Disputes Over Alternative Investments

Charles C. Shafe-Transam Securities Broker-Discloses Customer Disputes Over Alternative Investments 150 150 Rex Securities Law

MAY 2018 UPDATE-Charles C. Shafe discloses a pending customer dispute in which a customer of Transam Securities alleges damages of $15,597 in connection with a real estate investment. ORIGINAL POST…

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Stanley J. Fortenberry of San Angelo, TX, Indicted on Fraud Charges in Connection Oil Deals

Stanley J. Fortenberry of San Angelo, TX, Indicted on Fraud Charges in Connection Oil Deals 150 150 Rex Securities Law

August 11, 2016-San Angelo, Texas The Department of Justice announced that Stanley J. Fortenberry, 50, of San Angelo, Texas, has been charged with 3 counts of mail fraud, 2 counts…

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Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Customer Dispute Over Oil Investment 150 150 Rex Securities Law

August  2016-Oklahoma City, OK The FINRA records of Will R. Freeman ,  a  stock broker who is currently employed by Wilbanks Securities, Inc.   disclose  a pending customer arbitration. The Financial Industry Regulatory Authority (FINRA) is the agency…

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PTX Securities Sanctioned Over Oil & Gas Investments by Securities Regulator

PTX Securities Sanctioned Over Oil & Gas Investments by Securities Regulator 150 150 Rex Securities Law

Plano Texas- April 2016 PTX Securities  LLC (formerly Balanced Financial Securities) entered into a Letter of Acceptance, Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations…

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Stephen Dealy-Investors Capital Corp Stockbroker-Discloses Pending Oil & Gas Customer Complaint

Stephen Dealy-Investors Capital Corp Stockbroker-Discloses Pending Oil & Gas Customer Complaint 150 150 Rex Securities Law

Port Orange, Florida According to FINRA records, Stephen Y. Dealy ,  a broker who was  registered  with Investors Capital Corp until 9/2014 , discloses a pending customer dispute and 9 finalized customer disputes. In addition,…

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Recovery Options for Losses on Chesapeake Energy Investments

Recovery Options for Losses on Chesapeake Energy Investments 150 150 Rex Securities Law

March 16, 2016 Chesapeake Energy, Chesapeake Exploration, SandRidge Energy and other defendants were named in a class action filed by landowners alleging antitrust violations and bid rigging designed to depress…

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Robert Arrowood Sanctioned by Securities Regulator for Trinity Resources Scam-Norman, OK

Robert Arrowood Sanctioned by Securities Regulator for Trinity Resources Scam-Norman, OK 150 150 Rex Securities Law

March 10, 2016-Norman, Oklahoma The Oklahoma Securities Commission entered a permanent injunction against 2001 Trinity Fund LLC and Robert Arrowood, of Norman, OK, who was accused of operating a Ponzi…

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Bruce Slater Named in $500K FINRA Arbitration-RIdgewood Energy Funds

Bruce Slater Named in $500K FINRA Arbitration-RIdgewood Energy Funds 150 150 Rex Securities Law

Northville, Michigan The Financial Industry Regulatory Authority (FINRA) reports that Bruce Slater of Transamerica Financial Advisors, Inc. has been named in a FINRA arbitration. According to FINRA, the clients allege…

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