Jonathon Ebel Investigation June 2023-Hauppauge, NY According to publicly available record Jonathon Ebel, a Network 1 Financial Securities broker discloses three prior customer disputes and two pending customer disputes. The Financial Industry…
read moreEdward Short Investigation June 2023-Melville, NY According to publicly available records Edward Scott Short, a broker previously with Laidlaw & Company discloses a final regulatory matter resulting in being permanently…
read moreTodd Cirella Investigation June 2023-Melville, NY According to publicly available records Todd Anthony Cirella a broker with Laidlaw & Company, Ltd., discloses a final regulatory matter resulting in a 3 month…
read moreAndrew “Andy” Grant Investigaton November 2021- Melville, NY According to publicly available records, Andrew “Andy” Justin Grant, a broker with Laidlaw & Company discloses a regulatory event. The Financial Industry Regulatory…
read moreDavid M. Murray Investigation November 2021- Holmdel, NJ According to publicly available records David Murray (CRD#1870050), a stockbroker currently employed with Monmouth Capital Management LLC, discloses 3 pending and 3 prior…
read moreAugust 2021-New York, NY According to publicly available records Jason Andrew Wilk , a former stockbroker who is not currently registered and who was last employed by Worden Capital Management ,…
read moreJuly 2019, New York, NY According to publicly available records Leonard Vincent Gallick, Jr. (CRD#2593465) , a stockbroker currently registered with Worden Capital Management , disclose 6 prior customer disputes and 1…
read moreJune 2019-Melville, NY The FINRA records of Abed William Lulu , a financial advisor previously employed by Worden Capital Management disclose 6 regulatory events, 3 prior customer disputes, 4 outstanding judgments. The…
read moreJune 2019 – New York According to publicly available records, a former Laidlaw & Company financial advisor, Craig A. Bonn discloses 1 pending and 2 prior customer disputes. The Financial Industry…
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