June 2019 – New York
According to publicly available records, a former Laidlaw & Company financial advisor, Craig A. Bonn discloses 1 pending and 2 prior customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In a prior matter, FINRA Case 14-0033, a customer of Laidlaw & Company was paid $325,000 to resolve allegations that Bonn made unsuitable recommendations in limited partnerships and equities from 2006 to 2012.
In pending FINRA Case 18-02628 a customer of Laidlaw & Company alleges unsuitability and that Bonn traded his account excessively from 2008 to 2016. The customer is seeking damages of $228,128.
Bonn has been employed by National Securities Corporation since January 2016. Prior to that he was registered with Laidlaw & Company (UK) Ltd. from August 2004 until December 2015.
If you have questions about an investment account handled by Craig Aaron Bonn, contact us for a no charge consultation to learn about your legal options for recovery of damages.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney. Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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