Gerardo Castillo Investigation March 2022- Miami, FL The FINRA records of Gerardo Ivan Castillo, a broker with Insigneo Securities and who formerly worked for Wells Fargo Clearing Services, disclose a prior customer dispute.…
read moreManuel Collazo Investigation April 2022- San Juan, Puerto Rico The FINRA records of Manuel Diaz Collazo, a broker with Insigneo Securities who formerly worked for Santander Securities, discloses 13 prior customer…
read moreAndres Jaraj Investigation April 2022- Montevideo, Uruguay The FINRA records of Andres Jaraj, a broker with Insigneo Advisory Securities who formerly worked for Northeast Securities, Inc. disclose a prior customer dispute.…
read moreFelipe Henao Vargas Investigation March 2022- Miami, FL According to publicly available records, Felipe Henao Vargas (aka Felipe Henao) , a currently unregistered broker who was last employed by Insigneo Securities,…
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