May 2018-Mesa, AZ
The FINRA records of Bradley J. Tennison , a stockbroker who is not currently registered and who last was employed by Geneos Wealth Management disclose a pending customer dispute , 2 prior customer disputes and 2 terminations from employment.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In the pending dispute in 4/2018, a customer of Geneos Wealth Management alleges that in 2016 Tennison recommended that she wire $300,000 to an investment called “The Joseph Project“, which she understood to be a 12 month investment with a 5% enhancement. The customer alleges that she has not received statements or the return of any principal.
In the same month the customer complaint was received, 4/2018, Geneos Wealth Management discharged Mr. Tennison. Geneos states that they have been unable to locate any record of said investment and that Tennison has been “minimally responsive” to requests for information. Tennison had worked for Geneos since 8/2005.
In 8/2005 Tennison was discharged by his prior employer, Oberlin Financial Corp. for violations of firm procedure related to annuity switching.
If you have losses in an account in an account handled by Bradley Tennison , call for a no charge consultation with an experienced securities attorney to learn how you may be able to recover damages.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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