fbpx

Limited Partnerships

Mark A. Trewitt-VFG Securities Broker-Discloses Pending Customer Disputes-Plano, TX
Mark A. Trewitt-VFG Securities Broker-Discloses Pending Customer Disputes-Plano, TX 150 150 Rex Securities Law

May 2017-Plano, Texas According to publicly available records Mark A. Trewitt , (CRD# 1364490) ,  a   stockbroker who works for VFG Securities discloses 4 pending customer disputes and a prior customer dispute that has…

read more

Warren J Thomas-Former Sandlapper Securities Broker-Discloses Pending Customer Dispute
Warren J Thomas-Former Sandlapper Securities Broker-Discloses Pending Customer Dispute 150 150 Rex Securities Law

February 2017-Pasadena, CA According to publicly available records Warren Jesse Thomas , (CRD# 2299254) ,  a   stockbroker who is currently employed by Lighthouse Capital Group, discloses a pending customer dispute. The…

read more

Stuart G. Dickinson-Former WFG Investments Broker-Barred by Securities Regulagtor-Highland Park, TX
Stuart G. Dickinson-Former WFG Investments Broker-Barred by Securities Regulagtor-Highland Park, TX 150 150 Rex Securities Law

November 2016-Highland Park, Texas The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints…

read more

Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX
Steven W. Shirley-IMS Securities Stockbroker-Discloses Pending Customer Dispute-Friendswood, TX 150 150 Rex Securities Law

January 2017-Friendswood, Texas The FINRA records of  Steven W. Shirley,  a  stockbroker with IMS Securities disclose a  a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates…

read more

Jesus D. Rodriguez-IMS Securities Stockbroker-Discloses Customer Disputes
Jesus D. Rodriguez-IMS Securities Stockbroker-Discloses Customer Disputes 150 150 Rex Securities Law

January 2017-Miami, Florida The FINRA records of  Jesus D. Rodriguez,  a  stockbroker with IMS Securities disclose a prior customer dispute and a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency…

read more

VSR Financial-Overland Park, KS, Brokerage Firm- Shutting Down Operations
VSR Financial-Overland Park, KS, Brokerage Firm- Shutting Down Operations 150 150 Rex Securities Law

November 3, 2016-Overland Park, KS The Kansas City Star reports that VSR Financial, which has been in business since 1984, it shutting down and moving its brokers and customers to…

read more

Brad Wilson-VSR Financial Broker-Discloses Settlement of Customer Dispute
Brad Wilson-VSR Financial Broker-Discloses Settlement of Customer Dispute 150 150 Rex Securities Law

October 2016-Houston, Texas The FINRA records of  John “Brad” Wilson,  a  stockbroker who is currently  employed by  VSR Financial Services & Summit Brokerage Services disclose a prior customer dispute that has been resolved. The Financial Industry…

read more

Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Claim Over Loss on Aztec Oil & Gas
Will R. Freeman-Wilbanks Securities Broker-Discloses $1.4M Claim Over Loss on Aztec Oil & Gas 150 150 Rex Securities Law

Oklahoma City, OK MAY 2017 UPDATE-Per FINRA records Will Ricker Freeman left Wilbanks Securities 10/2016 and he is not currently registered. ORIGINAL POST AUGUST 2016–The FINRA records of Will R. Freeman ,  a…

read more

Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas
Wilbanks Securities Execs Named In $1.4M Arbitration Over Losses in Aztec Oil & Gas 150 150 Rex Securities Law

Oklahoma City, OK The FINRA records of Aaron B. Wilbanks, President and CEO of Wilbanks Securities  , the FINRA records of Randall L. Wilbanks, Vice President of Wilbanks Securities, and the FINRA records of Steven D. Sharpe,…

read more
Enter your
text here

This site is protected by wp-copyrightpro.com