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Voya (formerly ING)

Pamela Jo Lizanich (Kramer)-Former VOYA Financial Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Greenville, S. Carolina

Pamela Jo Lizanich (Kramer)-Former VOYA Financial Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Greenville, S. Carolina 150 150 Rex Securities Law

October 2020-Greenville, S. Carolina According to publicly available records Pamela Jo Lizanich (Pamela Jo Kramer)  ,  a  stockbroker who is currently registered with NY Life Securities,  disclose 4 currently pending…

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Ashley Woodard-Former VOYA Financial Broker-Subject of Customer Suits Over Illiquid Investments-Greenville, South Carolina

Ashley Woodard-Former VOYA Financial Broker-Subject of Customer Suits Over Illiquid Investments-Greenville, South Carolina 150 150 Rex Securities Law

October 2020 – Greenville, South Carolina According to publicly available records  Ashley Charles Woodard  ,  a  stockbroker previously employed by VOYA Financial,  discloses 4 pending customer disputes, six prior customer dispute…

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James T. Flynn-Former VOYA/ Capital Investment Group Broker-Millions Paid Out to Disgruntled Investors-Greenville, SC

James T. Flynn-Former VOYA/ Capital Investment Group Broker-Millions Paid Out to Disgruntled Investors-Greenville, SC 150 150 Rex Securities Law

UPDATED SEPTEMBER 2020-Greer , SC/ Greenville, SC Over the past 2 years we have  successfully obtained significant damages for customers of  t former VOYA Financial Advisors and Capital Investment Group…

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Masood (Mike) Azad-Former First Allied Broker-Sanctioned by Securities Regulator-League City, TX

Masood (Mike) Azad-Former First Allied Broker-Sanctioned by Securities Regulator-League City, TX 150 150 Rex Securities Law

April 2018 -League City, TX According to FINRA records, Masood (Mike) Husain Azad,  a   former stockbroker who was last employed by First Allied Securities, disclose  a prior regulatory event and a…

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Jim Flynn-Former Voya Financial/ Capital Investment Group Broker-Subject of Numerous Customer Suits -Greer, S. Carolina

Jim Flynn-Former Voya Financial/ Capital Investment Group Broker-Subject of Numerous Customer Suits -Greer, S. Carolina 150 150 Rex Securities Law

See this for SEPTEMBER 2020 UPDATE– Over $3.5 million paid out to former customers of Voya Financial/ Capital Investment Group financial advisor James T. Flynn. We currently have cases pending…

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Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment

Ronald D. Henson-Former Voya Financial Broker-Discloses Discharge From Employment 150 150 Rex Securities Law

January 2017- Longview, Texas According to publicly available records Ronald D. Henson , (CRD# 1748328) ,  a  stockbroker who is currently employed by LaSalle St. Securities,  disclose a separation from employment after allegations. The…

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Former Voya Financial Stock Broker Pleads Guilty to Ponzi Scheme

Former Voya Financial Stock Broker Pleads Guilty to Ponzi Scheme 150 150 Rex Securities Law

December 23, 2015- Queensbury, NY The TimesUnion reports that Voya Financial is repaying former clients of Queensbury stock broker Frederick E. Monroe. Monroe, who worked out of the offices of…

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Frederick Monroe- Voya Financial Broker -Operating Ponzi Scheme Pleads Guilty to Money Laundering and Larceny

Frederick Monroe- Voya Financial Broker -Operating Ponzi Scheme Pleads Guilty to Money Laundering and Larceny 150 150 Rex Securities Law

December 23, 2015- Albany, NY The Albany TimesUnion  reports that Queensbury stockbroker Frederick E. Monroe pleaded guilty to money laundering and grand larceny. According to the report, Monroe was operating…

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ING CHanges Name of U.S. Brand to Voya

ING CHanges Name of U.S. Brand to Voya 150 150 Rex Securities Law

Amsterdam-based ING Group has divested its U.S. Financial arm, ING U.S. Inc.  and changed the name from ING to Voya . Voya Financial has about 2,400 brokers nationwide. Rex Securities Law provides nationwide…

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