Ronald Metcalf, Jr. Investigation
September 2021-Greenville, S. Carolina
According to publicly available records Ronald F. Metcalf, Jr. , a stockbroker who was previously registered with Voya Financial Advisors, who operates Metcalf & Assoc., disclose 5 currently pending customer disputes and 5 prior customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
The pending customer claims involving Mr. Metcalf all relate to the sale of real estate securities, REITs, annuities and unit investment trusts. The victims were all customers of Metcalf while he was employed by Voya Financial Advisors. These victims are seeking damages in excess of $6.5 million.
In the 5 cases that have been resolved, all of which were customers of Metcalf while he was employed by VOYA, a total in excess of $4 million has been paid to resolve those claims.
Ronald Metcalf, Jr. was employed by VOYA from 1986-6/2021. He is currently registered with Cetera Advisors in Greenville, S.C.
If you suffered losses in an account handled by Ronald Metcalf, you may be able to collect damages from his prior employer. Call for a no charge consultation with an experienced securities attorney to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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