April 2020-Addison, TX
According to publicly available records of John Leighton Mitchell (CRD#336967) , a broker with Titan Securities, discloses one final and three currently pending customer disputes.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
A customer of Mitchell’s previous employer, Sentra Securities alleging violation of federal securities laws and tortious interference with contract, in connection with the purchase and sale of limited partnerships interests. The case settled for $60,000.
Three customers of another of Mitchell’s previous employers, Eplanning Securities, filed customer complaints seeking damages in excess of $7 million . These three cases are still pending in California state court according to Mitchell’s FINRA disclosures.
Mitchell has been employed with Titan Securities since July of 2012. Before that time he was employed by Pacific West Securities, Inc., EPlanning Securities, Inc., Brookstreet Securities Corporation, VSR Financial Services, H. Beck, Inc. and Sentra Securities Corporation.
If you have questions about an account with John Leighton Mitchell , call to discuss your options.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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