August 2016- Massapequa, NY
The FINRA records of Marcello Lattuca , a stock broker who is currently employed by NBC Securities disclose a currently pending customer dispute and a prior customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In currently pending FINRA Case#16-0573, a customer of Lattuca’s prior employer JHS Capital Advisors, alleges net out of pocket damages of $109,078 and trading loss damages of $145,056 stating that the risks of recommended securities were not fully disclosed, and that investments were unsuitable for the claimant’s objectives & risk profile.
Lattuca has been employed by NBC Securities since 7/2015. Prior to that he was employed by JHS Capital Advisors from 3/2010-7/2015.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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