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Frank J. McPartland-NBC Securities Broker-Discloses Pending Customer Arbitration

Frank J. McPartland-NBC Securities Broker-Discloses Pending Customer Arbitration

Frank J. McPartland-NBC Securities Broker-Discloses Pending Customer Arbitration 150 150 Rex Securities Law

August  2016-Tampa, Florida

The FINRA records of Frank J. McPartland ,  a  stock broker who is currently employed by NBC Securities, Inc.  , discloses a pending customer dispute.

The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.

In FINRA Case 16-0573, a customer of McPartland’s  prior employer, JHS Capital Advisors alleges damages of $254,000  for failure to supervise in connection with the sale of mutual funds and real estate securities.

McPartland has been employed by NBC Securities since 6/2015. His prior employment includes JHS Capital Advisors and GunnAllen Financial.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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Rex Securities Law

TollFree: 877-224-3199

Florida-561 391 1900 

Texas-512-329-2870

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