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Invest Financial Corporation

Roger Kroeger-Former Invest Financial Broker-Discloses Criminal Suit & Termination-Ft. Lauderdale, FL

Roger Kroeger-Former Invest Financial Broker-Discloses Criminal Suit & Termination-Ft. Lauderdale, FL 150 150 Rex Securities Law

January 2019- Ft. Lauderdale, FL According to publicly available records Roger Kroeger, (CRD# 1526864) ,  a  previously registered stockbroker who was last employed by Invest Financial Corporation, disclose a regulatory event,…

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Eric Stuckey-Cornerstone Private Client Group-Discloses Customer Suits-Suwanee, GA

Eric Stuckey-Cornerstone Private Client Group-Discloses Customer Suits-Suwanee, GA 150 150 Rex Securities Law

August 2018-Suwanee, Georgia The FINRA records of  Eric Todd Stuckey ,  a  stockbroker who formerly worked for  Invest Financial  disclose a pending customer suit,  4 prior customer disputes and 2 currently outstanding judgment/liens. The…

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Clyde D. Jones-Titan Securities Broker-Subject of Numerous Viatical Related Customer Complaints-Addison, TX

Clyde D. Jones-Titan Securities Broker-Subject of Numerous Viatical Related Customer Complaints-Addison, TX 150 150 Rex Securities Law

May 2018-Addison, Texas The FINRA records of  Clyde D. Jones ,  a   stockbroker who is currently registered with Titan Securities disclose a pending customer dispute, 8  prior final customer disputes  and 2…

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Christopher Jansen – Broker Currently Registered with Newbridge Securities- Discloses Four Customer Disputes and Two Terminations – Princeton, NJ

Christopher Jansen – Broker Currently Registered with Newbridge Securities- Discloses Four Customer Disputes and Two Terminations – Princeton, NJ 150 150 Rex Securities Law

June 2017 – New York, City The FINRA records of  Christopher C. Jansen ,  a  stockbroker who is currently registered with Newbridge Securities , disclose a pending customer dispute,  3 prior customer disputes and…

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William D. Byrd-Former Transamerica Broker-Discloses Customer Disputes-Tampa, FL

William D. Byrd-Former Transamerica Broker-Discloses Customer Disputes-Tampa, FL 150 150 Rex Securities Law

May 2017-Tampa, FL The FINRA records of  William D. Byrd ,  a  stockbroker who is currently registered with Capital Financial Services disclose a pending customer dispute and 3 prior final customer disputes. The Financial Industry…

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Clyde D. Jones-Titan Securities Broker-Discloses Customer Disputes Over Viatical Settlements-Whitesboro, Texas

Clyde D. Jones-Titan Securities Broker-Discloses Customer Disputes Over Viatical Settlements-Whitesboro, Texas 150 150 Rex Securities Law

MAY 2018 UPDATE–See this for update.  ORIGINAL POST-April 2017-Whitesboro, Texas The FINRA records of  Clyde D. Jones ,  a   stockbroker who is currently registered with Titan Securities disclose 2 pending customer disputes, 2…

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David L. Hannett Sr.-Invest Financial Broker-Discloses $5M Customer Dispute

David L. Hannett Sr.-Invest Financial Broker-Discloses $5M Customer Dispute 150 150 Rex Securities Law

Vienna, VA According to FINRA records,  David L. Hannett, Sr. ,  a stockbroker  who works  for Invest Financial Corp. discloses  a pending customer dispute . The Financial Industry Regulatory Authority (FINRA) is the agency that licenses…

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William L. Baumner of Buckman, Buckman & Reid Discloses Customer Dispute/Outstanding Liens-Boca Raton, FL

William L. Baumner of Buckman, Buckman & Reid Discloses Customer Dispute/Outstanding Liens-Boca Raton, FL 150 150 Rex Securities Law

UPDATED October 2018-Boca Raton, Florida According to FINRA records,  William L. Baumner, IV ,   a previously registered stockbroker who last worked for Buckman, Buckman & Reid   discloses  3 currently pending customer disputes. In addition he…

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Stockbroker Leavitt Sanders has 53 Customer Complaints- Invest Financial Corporation/ Triad -West Point, Georgia

Stockbroker Leavitt Sanders has 53 Customer Complaints- Invest Financial Corporation/ Triad -West Point, Georgia 150 150 Rex Securities Law

February 2019- West Point, Georgia We are investigating Leavitt F. Sanders,  of Leavitt Financial Group, who was a registered stockbroker with the following broker dealers. He is not currently registered…

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