August 2018-Suwanee, Georgia
The FINRA records of Eric Todd Stuckey , a stockbroker who formerly worked for Invest Financial disclose a pending customer suit, 4 prior customer disputes and 2 currently outstanding judgment/liens.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In May 2018 a customer of Invest Financial was paid $25,000 to resolve allegations that Stuckey placed their account into high risk funds that were not suitable.
In FINRA Case 16-1532 a customer of Invest Financial was paid $14,750 to resolve allegations that Stuckey placed their portfolio into three unsuitable energy sector investments.
In currently pending FINRA Case 18-1847 a customer of Invest Financial seeks damages of $220,000 and alleges that Stuckey recommended unsuitable investments, including unsuitable annuities, and failed to disclose risks.
Stuckey discloses that the Internal Revenue Service has a tax lien against him for over $186,000.
Eric Stuckey was employed by Invest Financial from 2/2009-1/2018. He is currently employed by Ameriprise Financial Services. Stuckey operates Cornerstone Private Client Group in Suwanee, GA.
If you have losses in an account handled by Eric Stuckey , contact us for a no charge consultation to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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