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Capital Investment Group

Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY

Anthony Pitta- Capital Investment Group Broker- Subject of $625K Customer Suit-Melville, NY 150 150 Rex Securities Law

Anthony Pitta Investigation September 2022- Melville, NY According to publicly available records,  Anthony J. Pitta,  a financial advisor currently employed by Capital Investment Group, discloses  a currently pending customer dispute. The Financial…

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Ashley Woodard-Former VOYA Financial Broker-Subject of Customer Suits Over Illiquid Real Estate Investments-Greenville, South Carolina

Ashley Woodard-Former VOYA Financial Broker-Subject of Customer Suits Over Illiquid Real Estate Investments-Greenville, South Carolina 150 150 Rex Securities Law

March 2022 – Greenville/ Greer , South Carolina According to publicly available records  Ashley Charles Woodard  ,  a  stockbroker previously employed by VOYA Financial,  discloses 3 pending customer disputes, 13 prior customer…

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Pamela Jo Lizanich (Kramer)-Former VOYA Financial Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Greenville, S. Carolina

Pamela Jo Lizanich (Kramer)-Former VOYA Financial Advisor-Discloses Customer Disputes Over LP’s & Direct Investments-Greenville, S. Carolina 150 150 Rex Securities Law

October 2020-Greenville, S. Carolina According to publicly available records Pamela Jo Lizanich (Pamela Jo Kramer)  ,  a  stockbroker who is currently registered with NY Life Securities,  disclose 4 currently pending…

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Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ

Kelly G. Richards-First Allied Securities Broker-Discloses Prior Termination-Phoenix, AZ 150 150 Rex Securities Law

August  2018- The FINRA records of  Kelly Gene Richards , (CRD 4918409),   a  stockbroker who is currently  employed by  First Allied Securities, disclose a prior termination from employment. The Financial Industry Regulatory Authority…

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Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ

Robert S. Graham-Former Capital Investment Group Broker-Subject of Customer Arbitration-Scottsdale, AZ 150 150 Rex Securities Law

March 2019-Scottsdale, AZ The FINRA records of  Robert S. Graham ,  a  stockbroker who is currently unregistered and who last was employed by  First Allied Securities, disclose a  regulatory event and a…

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Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina

Randy Burke Investigation- Former Stockbroker Calton & Associates-Hickory, N. Carolina 150 150 Rex Securities Law

1/25/2016-Hickory, North Carolina Rex Securities Law is investigating former Calton & Associates broker Randy W. Burke. According to his FINRA brokercheck report, Burke was  barred from the securities industry October 2015, to resolve…

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