Anthony Pitta Investigation
September 2022- Melville, NY
According to publicly available records, Anthony J. Pitta, a financial advisor currently employed by Capital Investment Group, discloses a currently pending customer dispute.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In 7/2022 a customer of Capital Investment Group filed FINRA arbitration 22-1516 alleging that Pitta misrepresented the risk and nature of a security purchase involving a direct investment and limited partnership. Damages sought are $625,000 in this currently pending matter.
Pitta has been employed with Capital Investment Group since 7/2010. Pitta discloses business affiliations with Partners for Profit Equities and Fiduciary Advisory Services in Syosset, NY.
If you have losses in an account handled by Anthony J. Pitta, call to learn how you may be able to recover damages through FINRA arbitration.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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