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Capital Financial Services

Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX

Mark Sitter-Former Capital FInancial Services Broker-Discloses $500K Pending Customer Dispute- Shenandoah, TX 150 150 Rex Securities Law

October 2020- Shenandoah, TX According to publicly available records,  Mark Sitter (CRD#1810591), a  stockbroker formerly employed by Capital Financial Services, discloses a pending customer dispute and 3 prior customer disputes.…

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Bart Bohrer-Former Captital Financial Services Broker-Subject of $900,000 Customer Disputes-Minot, N. Dakota

Bart Bohrer-Former Captital Financial Services Broker-Subject of $900,000 Customer Disputes-Minot, N. Dakota 150 150 Rex Securities Law

January 2020-Minot, N. Dakota The FINRA records of  Bart J. Bohrer ,  a  broker who is currently employed by  Calton & Associates  disclose 3 pending customer disputes  which seek, cumulatively, about…

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Capital Financial Services Closing Down Business-Accounts Transferred to Calton & Associates

Capital Financial Services Closing Down Business-Accounts Transferred to Calton & Associates 150 150 Rex Securities Law

September 2019 Capital Financial Services (CFS)  , a brokerage firm with headquarters in Minot, North Dakota, recently notified its customers that it is closing down its business on or about…

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Steven Knuttila-Former Capital Financial Services Broker-Discloses 2 Regulatory Events, 23 Customer Suits and a Termination-Perham, MN

Steven Knuttila-Former Capital Financial Services Broker-Discloses 2 Regulatory Events, 23 Customer Suits and a Termination-Perham, MN 150 150 Rex Securities Law

September  2019 – Perham, MN CAPITAL FINANCIAL SERVICES CLOSING DOWN FIRM–see this for more information about the closing down of the firm and transfer of accounts to Calton & Associates. …

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Justin Mitchell- Capital Financial Services Broker-Discloses Investigation & Termination-Baton Rouge, LA

Justin Mitchell- Capital Financial Services Broker-Discloses Investigation & Termination-Baton Rouge, LA 150 150 Rex Securities Law

February 2019 – Baton Rouge, LA According to publicly available records  Justin Brian Mitchell (CRD# 5177794) ,  a   stockbroker currently employed by Capital Financial Services who was previously employed by LPL Financial,…

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William Gordon-Capital Financial Services Broker-Discloses12 Customer Suits-Clearwater, FL

William Gordon-Capital Financial Services Broker-Discloses12 Customer Suits-Clearwater, FL 150 150 Rex Securities Law

February 2019 – Clearwater, FL According to publicly available records  William B. Gordon  (CRD# 2127800) ,  a   registered stockbroker currently employed by Capital Financial Services  disclose a prior regulatory event, a pending…

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Michael Olinde-Former LPL Financial Broker-Discloses Pending FINRA Investigation & Employment Termination- Baton Rouge, LA

Michael Olinde-Former LPL Financial Broker-Discloses Pending FINRA Investigation & Employment Termination- Baton Rouge, LA 150 150 Rex Securities Law

January 2019 – Baton Rouge, LA According to publicly available records Michael Edward Olinde (CRD# 3063204) ,  a   registered stockbroker currently employed by Capital Financial Services who was previously employed by LPL Financial,…

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William D. Byrd-Former Transamerica Broker-Discloses Customer Disputes-Tampa, FL

William D. Byrd-Former Transamerica Broker-Discloses Customer Disputes-Tampa, FL 150 150 Rex Securities Law

May 2017-Tampa, FL The FINRA records of  William D. Byrd ,  a  stockbroker who is currently registered with Capital Financial Services disclose a pending customer dispute and 3 prior final customer disputes. The Financial Industry…

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Steven E. Blanke-Capital Financial Services Broker-Discloses Customer Disputes-Garland, TX

Steven E. Blanke-Capital Financial Services Broker-Discloses Customer Disputes-Garland, TX 150 150 Rex Securities Law

May 2017-Garland, TX The FINRA records of  Steven Earle Blanke ,  a  stockbroker who is currently registered with Capital Financial Services disclose a pending customer dispute, a prior final customer dispute and a prior financial event.…

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