January 2020-Minot, N. Dakota
The FINRA records of Bart J. Bohrer , a broker who is currently employed by Calton & Associates disclose 3 pending customer disputes which seek, cumulatively, about $900,000.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
The pending cases include case 1:19-cv-04666-LMM filed in Federal Court for the Northern District of Georgia in which a customer of Capital Financial Services seeks damages of $489,682 and alleges violations of the Georgia Uniform Securities Act.
In FINRA Case 19-571 a customer of Capital FInancial Services seeks damages of $445,000 for violations of the Minnesota Securities Act in connection with the purchase of a real estate security.
If you have losses in an account handled by Bart Bohrer , contact us for a no charge consultation to discuss your legal options for recovery.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney, at no cost to you.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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