Capital Financial Services Closing Down Business-Accounts Transferred to Calton & Associates

September 2019

Capital Financial Services (CFS)  , a brokerage firm with headquarters in Minot, North Dakota, recently notified its customers that it is closing down its business on or about December 31, 2019,  and transferring all customer accounts to Calton & Associates on June 28, 2019.

According to the letter, customers of Capital Financial Services have until November 30, 2019, to notify CFS if they do not wish to have their account transferred to Calton & Associates and prefer to have them transferred to a different broker dealer.

If you have questions about your brokerage account, call to speak with an experienced securities attorney.

Rex Securities Law , with offices in Boca Raton, FL,  and  Austin, TX,   provides representation to  investors  nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney.

Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.

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