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Ameritas Investment Corp

Kris Gaudet-Former Ameritas Broker-Discloses Fraud Investigation & Termination-Cut Off, LA

Kris Gaudet-Former Ameritas Broker-Discloses Fraud Investigation & Termination-Cut Off, LA 150 150 Rex Securities Law

October 2019- Cut Off, LA According to publicly available records  Kristian “Kris” M. Gaudet , a former stockbroker who  was registered with Ameritas Investment Corp., discloses a recent regulatory event resulting…

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Michael J Blake-Former Ameritas Investment Corp. Broker-Disclose Numerous Customer Disputes Over Promissory Note Sales-Paradise Valley, AZ

Michael J Blake-Former Ameritas Investment Corp. Broker-Disclose Numerous Customer Disputes Over Promissory Note Sales-Paradise Valley, AZ 150 150 Rex Securities Law

March 2018-Paradise Valley, AZ The FINRA records of  Michael J. Blake ,  a  stockbroker who is currently unregistered and who last was employed by  Mid Atlantic Capital Corp. disclose 2 prior regulatory…

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Michael J. Blake-Former Ameritas Investment Broker-Discloses Numerous Customer Complaints Involving Promissory Notes-Paradise Valley, AZ

Michael J. Blake-Former Ameritas Investment Broker-Discloses Numerous Customer Complaints Involving Promissory Notes-Paradise Valley, AZ 150 150 Rex Securities Law

April 2017-Paradise Valley, AZ The FINRA records of  Michael J. Blake ,  a  stockbroker who is currently unregistered and who last was employed by  Mid Atlantic Capital Corp. disclose a prior regulatory…

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Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL

Thomas Carreras-Ameritas Investment Broker-Discloses Customer Dispute- West Palm Beach, FL 150 150 Rex Securities Law

January 2017-West Palm Beach, FL According to publicly available records Thomas B. Carreras (CRD# 1815164) ,  a  stockbroker currently employed by Ameritas Investment Corp. ,  discloses a  pending customer dispute. The Financial Industry…

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John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes

John S. Bixby-Former Ameritas Investment Broker-Discloses Discharge and Customer Disputes 150 150 Rex Securities Law

January 2017-Lincoln, NE According to publicly available records   John S. Bixby,  a  stockbroker currently employed by Drexel Hamilton,  discloses a  separation from employment after allegations and two finalized customer disputes. The Financial…

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Larry D. Freie-Former Sunset Financial Services Broker-Discloses Customer Disputes

Larry D. Freie-Former Sunset Financial Services Broker-Discloses Customer Disputes 150 150 Rex Securities Law

August 2016- Lincoln, NE The FINRA records of Larry D. Freie ,  a  stock broker who is currently  employed by Ameritas Investment Corp.  disclose a prior customer dispute and one currently pending customer dispute. The Financial Industry…

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Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation

Peter B. Cohen-Ameritas Investment Broker-Discloses Pending Litigation 150 150 Rex Securities Law

August 2016- Simsbury, CT The FINRA records of Peter B. Cohen ,  a  stock broker who is currently  employed by Ameritas Investment Corp.  disclose a currently pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that…

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Moosic Broker Jason Muskey Accused of Stealing From Relatives-Including Mother

Moosic Broker Jason Muskey Accused of Stealing From Relatives-Including Mother 150 150 Rex Securities Law

November 15, 2014- The Scranton Times-Tribune reports that Jason Muskey of Moosic, PA, has been sued for stealing from his mother, his wife’s uncle and two others. According to the…

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Stockbroker Richard A. McGuire Sanctioned by Regulators

Stockbroker Richard A. McGuire Sanctioned by Regulators 150 150 Rex Securities Law

November 3, 2014- The Financial Industry Regulatory Authority (FINRA) barred Richard A. McGuire from associating with any FINRA member firm in any capacity and ordered him to pay restitution of…

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