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Allstate Financial Services

Andrew “Andy” Durham- Former Allstate Financial Services Broker- Suspended by Regulator -Greenwood, SC

Andrew “Andy” Durham- Former Allstate Financial Services Broker- Suspended by Regulator -Greenwood, SC 150 150 ER

Andrew “Andy” Durham Investigation November  2021-Greenwood, SC According to publicly available records. Andy T. Durham , a stockbroker formerly employed by Allstate Financial Services  discloses a regulatory suspension. The Financial Industry…

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Jason Poff-Allstate Financial Services-Discloses Customer Complaint & Suspension-Houston, TX

Jason Poff-Allstate Financial Services-Discloses Customer Complaint & Suspension-Houston, TX 150 150 Rex Securities Law

September 2021- Houston, TX According to his FINRA record  Jason H. Poff , a financial advisor employed by Allstate Financial Services  discloses a final regulatory investigation resulting in suspension and…

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Timothy Cooney-Former Allstate Financial Broker-Permanently Barred From FINRA- Sandwich, MA

Timothy Cooney-Former Allstate Financial Broker-Permanently Barred From FINRA- Sandwich, MA 150 150 Rex Securities Law

July 2021- Sandwich, MA According to publicly available records Timothy Cooney (CRD#2946727), a  former stockbroker who last worked for Allstate Financial Services,  has been permanently barred from FINRA. The Financial…

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Charles Burchard-Former Allstate Financial Broker-Barred from Securities Industry-Spring, TX

Charles Burchard-Former Allstate Financial Broker-Barred from Securities Industry-Spring, TX 150 150 Rex Securities Law

December 2020-Spring, TX According to publicly available records, former Allstate Financial Services, Inc.  financial advisor Charles Don Burchard has been barred from the securities industry. The Financial Industry Regulatory Authority (FINRA) is the…

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Charles D. Burchard-Former Allstate Finanical Advisor- Barred From Securities Industry by Regulator-Spring, Texas

Charles D. Burchard-Former Allstate Finanical Advisor- Barred From Securities Industry by Regulator-Spring, Texas 150 150 Rex Securities Law

November 2020- Spring, TX According to publicly available records  Charles Don Burchard , a former stockbroker who last worked for   Allstate Financial Services ,  discloses that he was recently permanently…

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Patrick Phillips-Allstate Financial Services Broker-Discloses Regulatory Event and a Customer Dispute-Amarillo, TX

Patrick Phillips-Allstate Financial Services Broker-Discloses Regulatory Event and a Customer Dispute-Amarillo, TX 150 150 Rex Securities Law

May 2020-Amarillo, TX According to publicly available records of Patrick H. Phillips, Jr.  (CRD#1021928) ,  a  stockbroker with Allstate Financial Services  discloses  a regulatory event and a customer dispute. The Financial…

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Mauricio Borja- Former Allstate Financial Services Broker Barred From Securities Industry-McAllen, TX

Mauricio Borja- Former Allstate Financial Services Broker Barred From Securities Industry-McAllen, TX 150 150 Rex Securities Law

April 2020-McAllen, TX The FINRA records of Mauricio Borja, a broker previously employed  by  Allstate Financial Services, disclose  a regulatory event resulting in his bar from the securities industry. The Financial Industry…

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Allstate Financial Services Broker Discharged/ Sanctioned by Regulators- Griffin, Georgia

Allstate Financial Services Broker Discharged/ Sanctioned by Regulators- Griffin, Georgia 150 150 Rex Securities Law

January 13, 2016- Griffin, Georgia Stanley Ball entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that while he was registered with Allstate…

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Allstate Finanical Stock Broker Sanctioned for Failing to Report IRS Liens-Melrose, Illinois

Allstate Finanical Stock Broker Sanctioned for Failing to Report IRS Liens-Melrose, Illinois 150 150 Rex Securities Law

October 13, 2015 Jose Luis Rodriguez , entered into a Letter of Acceptance Waiver and Consent (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve allegations that he willfully violated FINRA by-laws…

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