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Unregistered Securities

San Antonio Oil & Gas Promoter Shut Down by Texas State Securities Board
San Antonio Oil & Gas Promoter Shut Down by Texas State Securities Board 150 150 Rex Securities Law

June 23, 2015-Austin, Texas John Morgan, Texas Securities Commissioner, entered a Cease and Desist Order against Petro-San Resources LLC and Sean Patrick Riley of San Antonio, Texas, alleging that they…

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Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans
Phony Texas Financial Advisor Named by SEC For Scamming Military and Veterans 150 150 Rex Securities Law

April 14, 2015-Fort Hood, Texas Leroy Brown, Jr. was named in a complaint filed by the Securities and Exchange Commission (SEC) alleging fraud and accusing Brown of telling false tales…

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Former PrimeSolutions Securities Broker Named in Suit By SEC
Former PrimeSolutions Securities Broker Named in Suit By SEC 150 150 Rex Securities Law

Richfield, Ohio-April 15, 2015 Jerry A. Cicolani, 51, was charged in a criminal information with selling unregistered securities in KGTA Petroleum, Ltd., causing dozens of investors to lose over $7…

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SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud
SEC Charges Texas Oil Company Mieka Energy and Its President with Securities Fraud 150 150 Rex Securities Law

April 10, 2015- Flower Mound, Texas The Securities and Exchange Commission (SEC) charged Mieka Energy Corporation and Daro Ray Blankenship, its president, with fraudulently offering oil and gas investments. Vadda…

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Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties
Texas Securities Commisioner Shuts Down Unregistered Sale of Oil & Gas Royalties 150 150 Rex Securities Law

March 25, 2015-Austin, TX John Morgan, Securities Commissioner for the State of Texas, entered an Emergency Cease and Desist Order against Lonestar Mineral Assets or Dallas and Colleyville, TX, and its…

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Buckman, Buckman & Reid Sanctioned by Securities Regulator
Buckman, Buckman & Reid Sanctioned by Securities Regulator 150 150 Rex Securities Law

January 26, 2015- Buckman, Buckman & Reid and John Buckman, its chairman and CEO ,  entered into a Letter of Acceptance, Waiver and Consent  (AWC) with the Financial Industry Regulatory Authority (FINRA) to resolve…

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Texas Based Cannon Operating Sanctioned by South Carolina Securities Regulators
Texas Based Cannon Operating Sanctioned by South Carolina Securities Regulators 150 150 Rex Securities Law

February 27, 2015- Columbia, South Carolina The Securities Commissioner of the State of South Carolina has filed an Order to Cease and Desist against a Garland, Texas, Company and one…

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