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Stockbroker Discharged

Denise A. Cerveny Discloses Termination from Regal Securities
Denise A. Cerveny Discloses Termination from Regal Securities 150 150 Rex Securities Law

Secaucus, NJ The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes…

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Christopher Kazan Discharged From Maxim Group After Customer Alleges Unsuitable Trading-S. Norwalk, CT
Christopher Kazan Discharged From Maxim Group After Customer Alleges Unsuitable Trading-S. Norwalk, CT 150 150 Rex Securities Law

May 2016-South Norwalk, CT The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and…

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Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK
Jay D. Jordan -Former WFG Investments Broker-Discloses $4M Customer Dispute-Oklahoma City, OK 150 150 Rex Securities Law

April 2016- Oklahoma City, OK UPDATED February 2018-See this for current details. UPDATE MAY 2017–FINRA Records disclose that Jay D. Jordan currently has 9 pending and 4 prior customer disputes. The…

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John R. McKinstry Investigation-Former Moloney Securities Broker-St. Louis
John R. McKinstry Investigation-Former Moloney Securities Broker-St. Louis 150 150 Rex Securities Law

1/21/2016-St. Louis, MO Rex Securities Law is investigating former Moloney Securities broker John R. McKinstry on behalf of an elderly retired couple. According to his FINRA brokercheck report, McKinstry was discharged…

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