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Jeff LaBelle- Former First Allied Securities Broker- Discloses 10 Prior Customer Disputes and $1.4M in Pending Customer Disputes-, Sarasota, FL
Jeff LaBelle- Former First Allied Securities Broker- Discloses 10 Prior Customer Disputes and $1.4M in Pending Customer Disputes-, Sarasota, FL 150 150 ER

Jeff LaBelle Investigation August 2022- Sarasota, FL According to available records,  Jeffery (Jeff) Guy LaBelle , a currently unregistered broker who was previously registered  with First Allied Securities, Inc. discloses 13…

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Jon Vinge – Intervest International Equities Broker-GWG L- Bond Suit – Colorado Springs, CO
Jon Vinge – Intervest International Equities Broker-GWG L- Bond Suit – Colorado Springs, CO 150 150 Rex Securities Law

Jon Vinge & GWG L-Bond Investigation August 2022-Colorado Springs, CO  The FINRA records of Jonathan C. Vinge,  an  Intervest International Equities Corp.  broker was recently named in a FINRA arbitration by a…

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Jon Ellefson – Intervest International Equities Broker-GWG L- Bond Suit – Harker Heights, TX
Jon Ellefson – Intervest International Equities Broker-GWG L- Bond Suit – Harker Heights, TX 150 150 Rex Securities Law

Jon Ellefson & GWG L-Bond Investigation August 2022-Harker Heights, TX The FINRA records of Jonathan Eric Ellefson,  an  Intervest International Equities Corp.  broker was recently named in a FINRA arbitration by a…

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David W. Lentz-Former Kestra Broker-Has Customer Suit Seeking $2M- Alleges Churning – Kernersville, NC
David W. Lentz-Former Kestra Broker-Has Customer Suit Seeking $2M- Alleges Churning – Kernersville, NC 150 150 Rex Securities Law

David Lentz Investigation August 2022-Kernersville, North Carolina The FINRA records of David W. Lentz,  a  former Kestra Investment Services broker and owner of Thorium Wealth Management disclose a pending customer dispute seeking millions in damages. The Financial Industry…

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Robert Bragg-Newbridge Securities Broker-Discloses Customer Disputes Over Alternative Investments- Monument, CO
Robert Bragg-Newbridge Securities Broker-Discloses Customer Disputes Over Alternative Investments- Monument, CO 150 150 Rex Securities Law

Robert C. Bragg Investigation Monument,  Colorado According to publicly available records Robert Charles Bragg, a broker who works for Newbridge Securities,  discloses a pending customer dispute and a prior regulatory matter.…

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Lance Walston- Dominion Investor Services Broker-Has Numerous Customer Suits- Horseshoe Bay, TX
Lance Walston- Dominion Investor Services Broker-Has Numerous Customer Suits- Horseshoe Bay, TX 150 150 Rex Securities Law

Lance Walston/ Dominion Investor Services Investigation August 2022-Horseshoe Bay, TX  According to publicly available records Lance Colby Walston, a broker who works for Dominion Investor Services,  discloses six prior customer disputes.…

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Jerry Tuma- Independent Financial Group Broker-Customer Suit Over REIT -Dallas, TX
Jerry Tuma- Independent Financial Group Broker-Customer Suit Over REIT -Dallas, TX 150 150 ER

Jerry Tuma Investigation August 2022-Dallas, TX According to FINRA records,  Jerry Tuma,  a broker with  Independent Financial Group discloses two finalized customer disputes and a currently pending customer dispute. The…

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Centaurus Customers Seek More Than $7 Million In Damages For Mismanaging Accounts – Sarasota, FL
Centaurus Customers Seek More Than $7 Million In Damages For Mismanaging Accounts – Sarasota, FL 150 150 ER

Marc Korsch/Centaurus Financial Investigation August 2022-Sarasota, FL According to publicly available records Marc Korsch, a former broker who last worked for  Centaurus Financial, Inc.,  discloses  that former customers are seeking more…

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